[0580] Compliance Executive | Financial Advisory & Consultancy| BSC Audit - Central/ 5 days/ $4.5k

The Supreme HR Advisory Pte. Ltd.; Singapore; Presencial; SGD 39.000 - 50.000; Jornada completa

Descripción de la vacante

The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive for our local Financial Advisory firm licensed by MAS in Singapore. You will help ensure legal and ethical operations while supporting business goals.

Responsibilities include assisting the Risk and Compliance department, regulatory reporting, audits, and due diligence on new business relationships. The role requires familiarity with Excel and a relevant diploma or A-level. This is a full-time position with standard office hours.

Formación

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Compliance qualification or FA/insurance industry experience is advantageous.
• Familiar withMicrosoft Excel.

Responsabilidades

• Support the Risk and Compliance department.
• Ensure company compliance with regulatory requirements including audits, regulatory reporting and due diligence.
• Stay abreast of regulatory developments and communicate changes to support implementation (e.g. Financial Advisers Act, PDPA).
• Conduct due diligence on new business relationships and ongoing due diligence with business partners.

Conocimientos

Excel

Educación

A-level or Diploma

Descripción del empleo

Working Location:Bras Basah
Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)
Working Days: Monday - Friday
Salary Range: $3500 - $4500

Job Introduction
We are a local sizeable Financial Advisory firm licensed by MAS.
As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.

KEY ROLE(S), RESPONSIBILITIES AND DUTIES

• Support the Risk and Compliance department
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Motivated to stay abreast of regulatory developments and take charge of
  communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

REQUIREMENTS

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Will be a clear advantage if candidatehas compliance qualification or experience in the FA or insurance industry.
• Familiar and skillful with the use of Microsoft software especially Excel.