[0580] Financial Advisory Compliance Executive – BSC Audit Experience Required - Central/ 5 days/ $4.5k

The Supreme HR Advisory Pte. Ltd.; Singapore; On-site; SGD 39,000 - 50,000; Full time

Job summary

The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive for our MAS-licensed local advisory firm in Singapore. You will help ensure ethical operations and legal compliance while supporting business goals.

Key duties include assisting the Risk and Compliance team, conducting regulatory reporting, audits, and due diligence on new and existing business partners, and communicating regulatory updates to the organisation.

Qualifications

• A-level or Diploma in a financial advisory environment is required.
• Experience in FA or insurance compliance is a plus.
• Proficiency with Microsoft Excel is preferred.

Responsibilities

• Support the Risk and Compliance department with regulatory tasks.
• Ensure regulatory reporting, audits, and due diligence of business relationships.
• Communicate regulatory changes and support implementation across the firm.
• Conduct due diligence on new business relationships and ongoing partnerships.

Skills

Regulatory compliance

Risk management

Due diligence

Education

A-level or Diploma

Tools

Microsoft Excel

Job description

Working Location:Bras Basah
Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)
Working Days: Monday - Friday
Salary Range: $3500 - $4500

Job Introduction

We are a local sizeable Financial Advisory firm licensed by MAS.
As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.

KEY ROLE(S), RESPONSIBILITIES AND DUTIES

• Support the Risk and Compliance department
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Motivated to stay abreast of regulatory developments and take charge of
  communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

REQUIREMENTS

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Will be a clear advantage if candidatehas compliance qualification or experience in the FA or insurance industry.
• Familiar and skillful with the use of Microsoft software especially Excel.