[0580] Compliance Officer – FA / BSC Audit - Central/ 5 days/ $4.5k

THE SUPREME HR ADVISORY PTE. LTD.; Singapore; Vor Ort; SGD 39.000 - 50.000; Vollzeit

Zusammenfassung

The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive in Singapore to help the firm stay compliant with MAS regulations and internal policies.

The role focuses on supporting the Risk and Compliance department and ensuring ethical business practices. You will monitor regulatory developments, assist with audits and reporting, and liaise with partners on due diligence and regulatory changes, including the Financial Advisers Act and PDPA.

Qualifikationen

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Compliance qualification or experience in the FA or insurance industry is a plus.
• Familiar and proficient with Microsoft Excel.

Aufgaben

• Support the Risk and Compliance department.
• Ensure the company complies with regulatory requirements including audits, regulatory reporting, misconduct investigation and administrative support.
• Communicate regulatory changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support ongoing due diligence requirements from business partners.

Ausbildung

A level or Diploma

Tools

Excel

Jobbeschreibung

Working Location:Bras Basah
Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)
Working Days: Monday - Friday
Salary Range: $3500 - $4500

Job Introduction

We are a local sizeable Financial Advisory firm licensed by MAS.
As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.

KEY ROLE(S), RESPONSIBILITIES AND DUTIES

• Support the Risk and Compliance department
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Motivated to stay abreast of regulatory developments and take charge of
  communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

REQUIREMENTS

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Will be a clear advantage if candidatehas compliance qualification or experience in the FA or insurance industry.
• Familiar and skillful with the use of Microsoft software especially Excel.