Senior Compliance Controller | SG

Natixis in Portugal; Lisboa; Híbrido; EUR 45 000 - 60 000; Tempo integral

Vantagens oferecidas por esta oferta de emprego

Green Transportation Budget

Electric bikes

Hybrid Work Policy

Resumo da oferta

Natixis in Portugal seeks a Compliance Controller to ensure non-compliance risks in businesses and local operations are mitigated through a robust control framework. The role reports to the SG PT Controls Team Leader under the Manager of SG PT Controls and interacts with local governance bodies.

Responsibilities include conducting regular controls, producing reports, and implementing corrective actions. Ideal candidates will have 3+ years in banking/finance, risk management, and strong English,

Qualificações

• Preferred educational background in Economics, Finance, Business Administration or Legal.
• 3+ years experience in Business/process consulting.
• 3+ years experience in Banking/Financial Institutions.
• Non-compliance risk management.
• Internal controls assessment.
• English is mandatory and French is a plus.

Responsabilidades

• Complete controls in scope according to the monitoring and compliance plan and procedures.
• Produce control reports and present results to business lines or support functions.
• Identify weaknesses and report vulnerabilities encountered.
• Suggest corrective actions and monitor timely implementation.
• Specify and document the control methodology for internal customers.
• Help outline and complete compliance control plans.

Conhecimentos

Non-compliance risk management

Internal controls assessment

English mandatory

Formação académica

Economics, Finance, Business Administration or Legal

Descrição da oferta de emprego

Company Description

Natixis in Portugal is a Centre of Expertise whose mission is to transform traditional banking by developing innovative solutions for the business, operations and work culture of Groupe BPCE worldwide.

Company Description

Natixis in Portugal is a Centre of Expertise whose mission is to transform traditional banking by developing innovative solutions for the business, operations and work culture of Groupe BPCE worldwide.

As part of Groupe BPCE’s international division, Natixis in Portugal designs and delivers solutions for its two core areas — Corporate & Investment Banking and Asset & Wealth Management — as well as transversal services that support all entities across the Group.

With more than 3,000 employees representing 46 nationalities, the teams work across Information Technology, Banking Support Activities, and Compliance, in an integrated, inclusive, and cross-functional way, supporting all business lines and platforms of the Group.

A disruptive mindset and a culture of proximity and agility identify Natixis in Portugal Team and reflect the company's mission to transform traditional banking at a global scale: a perfect match in the Portuguese dynamics and entrepreneurial ecosystem.

Job Description

The Compliance Controller function lies within the Natixis in Portugal’s Secretariat General area. As such, the function reports directly to the SG PT Controls Natixis Team Leader under the Manager of SG PT Controls who, consequently, reports to the local Secretary General PT and functionally to Secretariat General Head Office (Paris).

The main goal of the Compliance Controller is to ensure that non-compliance risks concerning (i) businesses and operations transferred to Natixis in Portugal by other perimeters and (ii) typical support functions locally in place, are effectively and efficiently mitigated through the proper implementation and deployment of a sound and robust control framework under the main responsibility of the local business/process owners. Additionally, the Compliance Controller bears responsibility over corporate (HO) compliance control initiatives which require local attention, implementation, testing and reporting.

Furthermore, the Compliance Controller conducts recurring checks designed to ensure control of non-compliance risks. An opinion on the compliance of business activities/transactions is issued and (where deemed necessary) points of attention/corrective measures are defined. The Compliance Controller participates in the establishment and improvement of control mechanisms.

Main Tasks And Goals

The Compliance Controller completes regular controls over specific non-compliance risks in accordance with the defined (annual) control plan, documents findings and outlines points of attention/corrective actions.

The Key Missions Are To

• Complete controls in his scope of action in accordance with the monitoring and compliance control plan and in line with existing procedures/methodologies.
• Produce control reports, present the results to the business lines or support functions and identify and report the weaknesses or vulnerabilities encountered.
• Suggest corrective actions to the business lines or support functions and, if necessary, monitor the timely implementation of these actions.
• Specify and document the control methodology, while adapting to the specifics of the internal customers.
• Help outline and complete compliance control plans.

Qualifications

• Preferred educational background in Economics, Finance, Business Administration or Legal;
• 3+ years experience in Business/process consulting;
• 3+ years experience in Banking/Financial Institutions;
• Non-compliance risk management
• Internal controls assessment;
• English is mandatory and French is a plus;

Additional Information

Our workplace reflects the vibrant spirit of our locations, with initiatives such as a Green Transportation Budget, electric bikes and a flexible Hybrid Work Policy. We promote wellbeing through the Honolulu Wellness Club, a Prayer Room, a Lactation Room, and themed Villages that inspire creativity and collaboration. Through our ESG and DEI strategies, we are commit to being inclusive, caring, and fair, ensuring every voice is heard and valued.