Senior Compliance Officer

EXANTE; Polska; On-site; PLN 120,000 - 180,000; Full time

Job summary

A leading financial services company in Poland is seeking a Senior Compliance Officer responsible for ensuring adherence to regulatory guidelines and managing compliance frameworks. The ideal candidate will have deep knowledge of compliance frameworks within the financial services sector, as well as strong analytical and communication skills. This full‑time position requires proficiency in Polish and English, with relevant experience in compliance management preferred. Join a rapidly growing company committed to fostering a culture of innovation and integrity.

Qualifications

• Deep knowledge of compliance frameworks and regulatory requirements.
• Experience in compliance management in the financial services industry.
• Professional certifications in compliance or risk management are advantageous.

Responsibilities

• Ensure adherence to regulatory guidelines and maintain compliance frameworks.
• Conduct compliance risk assessments and monitor regulatory changes.
• Support internal audits and provide compliance training to staff.

Skills

Compliance frameworks knowledge

Regulatory requirements expertise

Policy development skills

Analytical skills

Communication skills

Problem-solving skills

Ability to work independently

Ability to work collaboratively

Proficiency in Polish

Proficiency in English

Education

Degree in Law, Finance, Business Administration, or related field

Job description

EXANTE offers global prime brokerage solutions supported by innovative proprietary technology and a commitment to unparalleled service. With over a decade of expertise, the company provides a secure, regulated, and full‑service trading environment that allows clients to diversify investments across multiple asset classes through a single multi‑currency account. Serving institutional and individual investors, EXANTE enables trading of more than 1.4 million financial instruments, including stocks, ETFs, bonds, futures, and options, across 50+ markets. Backed by a team of 750+ professionals, EXANTE prides itself on delivering next‑generation trading solutions and has earned esteemed awards such as the "Most Innovative Multi‑Asset Trading Platform." The company is rapidly growing and dedicated to empowering its team members while fostering a culture of innovation, integrity, and excellence.

This is a full‑time on‑site role based in Poland. The Senior Compliance Officer will ensure EXANTE's adherence to regulatory guidelines, maintain compliance frameworks, and manage regulatory reporting. Responsibilities include conducting compliance risk assessments, developing and implementing policies, monitoring regulatory changes, and providing recommendations for compliance improvements. The Senior Compliance Officer will also support internal audits, provide compliance training to staff, and act as a point of contact for internal and external regulatory inquiries.

• Conduct compliance risk assessments and monitor regulatory changes.
• Develop and implement policies and procedures to support regulatory reporting.
• Support internal audits, provide compliance training to staff.

Qualifications

• Deep knowledge of compliance frameworks, regulatory requirements, and risk management strategies within the financial services sector.
• Strong skills in policy development, monitoring, and adherence to compliance standards.
• Proficiency in preparing and managing regulatory reporting and conducting compliance risk assessments.
• Exceptional communication, problem‑solving, and analytical skills.
• Ability to work independently and collaboratively in a fast‑paced, growth‑oriented environment.
• Relevant experience in compliance management, preferably in the financial services industry.
• Educational background in Law, Finance, Business Administration, or a related field.
• Proficiency in Polish and English, with additional language skills considered a plus.
• Professional certifications in compliance or risk management are advantageous (e.g., ICA, ACAMS, or equivalent).