Securities Salesperson / Trader (SEC-registered Securities Representative)

Skyro; Taguig; In loco; PHP 600.000 - 900.000; Tempo pieno

Descrizione del lavoro

Skyro, a fast-growing fintech in the National Capital Region, Philippines, seeks a Salesman/Trader to handle and execute client orders on the Philippine Stock Exchange and onboard new clients with KYC and due diligence.

You will maintain complete trade records, comply with CMIC rules under supervision, support PSE trading readiness, and escalate suspicious conduct to compliance. SEC certification is required and Skyro sponsors training as needed.

Competenze

• Enrolment in the SEC Certification programme (PhilSys) is mandatory.
• Currently SEC-registered Salesman or eligible to register.
• SEC Certification rules: first-time registration within 3 years or 3+ years experience since last exam.
• Upon joining, PAM certification or proof of plan to obtain PAM is required.
• Clean regulatory record with no sanctions or disqualifications.

Mansioni

• Act as Salesman/Trader handling and executing client orders on the Philippine Stock Exchange.
• Onboard clients: KYC and due diligence, suitability assessment, account documentation.
• Maintain complete and accurate order and trade records per Written Supervisory Procedures.
• Comply with CMIC business conduct rules under supervision of the Associated Person.
• Support PSE Trading Participant readiness and attend product training when applicable.
• Escalate suspicious transactions and client conduct issues to Compliance.

Conoscenze

KYC

Due diligence

Regulatory compliance

Client onboarding

Formazione

SEC Certification programme enrolment

Descrizione del lavoro

About the Company

Skyro is a fast-growing fintech company based in the National Capital Region, Philippines. Our mission is to transform the financial services landscape in the Philippines by offering fair and accessible digital financial products. We aim to provide user-friendly lending solutions and superior customer service to all sections of society, promoting financial inclusion and literacy. Founded in 2022 by a team of visionaries, we have the expertise and resources to build best-in-class consumer-centric fintech products.

Backed by Breeze Ventures, a global fintech company based in Bahrain, our Philippine operations are powered by Advanced Finance Solutions, Inc. and Skyro Lending, Inc., both registered with the Philippine SEC. As we continue to expand, our team members will have the opportunity to contribute their expertise and talents to a promising international company. Join us on our journey to build a sustainable business and make a difference in the lives of millions of customers.

Responsibilities

• Act as the firm's designated Salesman/Trader, handling and executing client orders on the Philippine Stock Exchange.

• Onboard clients: KYC and customer due diligence, suitability assessment, account documentation.

• Maintain complete and accurate order and trade records in line with the firm's Written Supervisory Procedures.

• Comply with CMIC business conduct rules and operate within the supervision of the firm's Associated Person.

• Support PSE Trading Participant operational readiness, including attending PSE product training (for example REIT trading eligibility) where applicable.

• Escalate suspicious transactions and client conduct issues to the compliance function.

Qualifications

• This role requires enrolment in the SEC certification programme, which requires a Philippine National ID (PhilSys). Applications from non-Filipino nationals cannot be processed for this position.

• Currently SEC-registered Salesman (Securities Representative) of a Philippine broker-dealer, or fully eligible to register as one.

• SEC certification:

  • first-time registration: the SEC Certification Examination must have been passed within the 3 years before the application date;

  • subsequent registration: at least 3 years of experience as a registered Salesman, or the examination passed within the last 3 years.

• Candidates with a break of 3 years or more in their activity will be required to complete training, a refresher course and retake the examination. The company will sponsor and support this.

• A valid Philippine National ID (PhilSys) is required to enrol in the SEC certification programme.

• Able to obtain a PSE Trader account ID, which is issued only to traders who are both SEC-licensed and PAM-certified. PAM certification is required, or must be obtained on joining.

• Clean professional and regulatory record:

  • no disciplinary sanction from any professional organisation or regulator for negligence, incompetence or improper management of a company;

  • never dismissed from, or asked to resign from, any position on those grounds;

  • no suspension of activity by the SEC;

  • no disqualification under Section 29 of the Securities Regulation Code.