Compliance & Risk Associate (Chinabank Securities)

Chinabank PH; Makati; On-site; PHP 446,000 - 670,000; Full time

Job summary

Chinabank Securities Corporation in Makati is seeking a Compliance & Risk Associate to support compliance and risk management initiatives, regulatory reporting, and audit coordination while collaborating with business units and regulatory agencies.

The role offers exposure to AML, regulatory reporting, and stakeholder interactions with auditors and regulators, with ongoing learning and career development in the financial services industry.

Qualifications

• Bachelor's degree in a related field.
• 1–3 years of relevant banking, financial services, compliance, risk management, or audit experience.
• Strong analytical, communication, and organizational skills.

Responsibilities

• Assist in implementing and monitoring compliance and risk programs.
• Prepare and consolidate compliance, risk, and regulatory reports for management and board reporting.
• Support compliance testing, risk assessments, and monitoring activities.
• Coordinate regulatory submissions and interactions with regulators, auditors, and internal stakeholders.
• Help maintain compliance records, AML requirements, and related policies and procedures.

Skills

Analytical

Communication

Organizational

Education

Bachelor's degree in Accounting, Business, Economics, Finance, Banking, Law, or related field

Tools

Excel

Job description

As Compliance & Risk Associate, you will support Chinabank Securities Corporation's compliance and risk management initiatives, regulatory reporting, and audit coordination while working closely with business units and regulatory agencies.

What You Will Be Doing

• Assist in the implementation and monitoring of compliance and risk management programs.
• Prepare and consolidate compliance, risk, and regulatory reports for Management and Board-level reporting.
• Support compliance testing, risk assessments, and monitoring activities.
• Coordinate regulatory submissions and assist in interactions with regulators, auditors, and internal stakeholders.
• Help maintain compliance records, AML requirements, and related policies and procedures.

What Success Looks Like

• Regulatory and compliance reports are submitted accurately and on time.
• Compliance and risk processes are consistently monitored and maintained.
• Audit and regulatory requirements are addressed promptly and effectively.

Qualifications We Value

• Bachelor's degree in Accounting, Business, Economics, Finance, Banking, Law, or a related field.
• 1-3 years of relevant experience in banking, financial services, compliance, risk management, or audit is preferred.
• Strong analytical, communication, and organizational skills.
• Proficient in Microsoft Office, particularly Excel.
• High integrity, attention to detail, and a willingness to learn.

What You Can Expect Here

• Exposure to compliance, risk management, AML, and regulatory reporting.
• Opportunities to work with senior leaders, auditors, and regulatory bodies.
• Continuous learning and career development in the financial services industry.