Compliance Officer in Makati

Dempsey Resource Management Inc.; Makati; On-site; PHP 700,000 - 900,000; Full time

Job summary

Dempsey Resource Management Inc. is seeking a Chief Compliance Officer to oversee regulatory compliance for the organization at the Makati Office.

The role focuses on keeping abreast of regulations from MORNBFI, AMLC and NPC, developing compliance policies, and implementing a robust compliance program responsive to BSP and SEC requirements.

Responsibilities

• Be abreast and knowledgeable with regulations on non-bank financial institutions (from the MORNBFI), anti-money laundering (from the AMLC) and data privacy (from the NPC).
• Help craft and propose compliance policies and procedures based on above regulations.
• Develop and implement a compliance program to ensure the company operates in accordance with BSP, SEC, AMLC and NPC regulations.
• Be the primary point person in dealing with the examination and findings of the above-mentioned regulatory agencies.
• Design compliance metrics and establish a system for tracking them.
• Sign off on any marketing, advertising collateral and product development to ensure it is compliant to regulations.
• Perform compliance audits to determine whether established protocols and procedures are being followed and where they can be improved.
• Help maintain up to date written documentation and policies related to the organization’s business activities.
• Create compliance resources for staff members to reference when they have question.
• Such other task as may, from time to time, be assigned by the Management.

Job description

Requesting Department : OFFICE OF THE PRESIDENT

Number of Position Requested : 1

Position for Job Order : CHIEF COMPLIANCE OFFICER

Site/Location : Makati Office

Salary/Compensation

DUTIES AND RESPONSIBILITIES

• Be abreast and knowledgeable with regulations on non-bank financial institutions (from the MORNBFI), anti-money laundering (from the AMLC) and data privacy (from the NPC).
• Help craft and propose compliance policies and procedures based on above regulations.
• Develop and implement a compliance program to ensure the company operates in accordance with BSP, SEC, AMLC and NPC regulations.
• Be the primary point person in dealing with the examination and findings of the above-mentioned regulatory agencies.
• Design compliance metrics and establish a system for tracking them.
• Sign off on any marketing, advertising collateral and product development to ensure it is compliant to regulations.
• Perform compliance audits to determine whether established protocols and procedures are being followed and where they can be improved.
• Help maintain up to date written documentation and policies related to the organization’s business activities.
• Create compliance resources for staff members to reference when they have question.
• Such other task as may, from time to time, be assigned by the Management.

Code- DRMI- 00398