Compliance Manager/Assistant Manager

Long Bridge HK Limited; Santo Niño 1st; On-site; PHP 5,882,000 - 8,824,000; Full time

Job summary

Longbridge is seeking an experienced Regulatory Compliance Manager to support the Head of Compliance in strengthening our regulatory framework within a fast-paced fintech environment.

You will monitor MAS and other regulators, advise product and marketing teams, draft policies, and coordinate regulatory reporting to ensure ongoing compliance.

Qualifications

• Bachelor's degree required in Law, Finance, Business, Accounting or related discipline.
• 5+ years in regulatory compliance within financial institutions, fintech, or capital markets.

Responsibilities

• Monitor and interpret regulatory developments from MAS and other regulators.
• Provide practical compliance advice to Product, Marketing and Operations teams.
• Draft, review and maintain policies, procedures and governance documents.
• Coordinate regulatory reporting and attestations for timely compliance.
• Support regulatory inspections, audits and inquiries.
• Review marketing materials and client communications for regulatory compliance.

Skills

Policy drafting

Regulatory interpretation

Stakeholder management

English fluency

Communication skills

MS Office

Education

Bachelor's degree in Law, Finance, Business, Accounting or related

Tools

Microsoft Office

Job description

Job Description

About us

Longbridge is a new-generation, AI-driven online brokerage on a mission to make investing smarter, simpler, and more accessible for everyone. Headquartered in Singapore, we are redefining the investment journey by connecting the stages of "Discovery → Learning → Trading." With our proprietary AI assistant, Longbridge AI, and a cloud-native infrastructure, we provide retail investors with institutional-grade insights and a seamless global trading network. At Longbridge, you won’t just be working for a brokerage; you’ll be building the future of financial infrastructure.

The Team

The Compliance Team serves as the second line of defence, providing independent oversight and advisory support across the business. We partner closely with Product, Marketing, Business, Operations, Technology and Legal teams to ensure that new initiatives, products, customer communications and business activities comply with applicable regulatory requirements and internal governance standards.

We are looking for an experienced Regulatory Compliance Manager to support the Head of Compliance in strengthening our regulatory compliance framework while enabling business growth in a fast-paced fintech environment.

Key Responsibilities

• Monitor and interpret regulatory developments issued by MAS and other relevant regulators, exchanges and industry bodies, assessing their impact on the business.
• Provide practical compliance advice to Product, Marketing, Business and Operations teams on regulatory requirements throughout the product lifecycle.
• Review new business initiatives, products, features and operational processes to ensure compliance with applicable laws, regulations and internal policies.
• Draft, review and maintain compliance policies, procedures, guidelines and governance documentation.
• Coordinate regulatory reporting, submissions and compliance attestations to ensure timely fulfilment of regulatory obligations.
• Support regulatory inspections, audits and regulatory enquiries.

Product & Marketing Compliance

• Review and approve marketing materials, promotional campaigns, educational content, social media communications and client-facing materials to ensure compliance with regulatory requirements and internal standards.
• Partner with Product teams to provide compliance input during the design, launch and enhancement of investment products, platform features and customer journeys.
• Advise stakeholders on disclosure requirements, fair dealing principles, client communications and conduct-related obligations.
• Provide regulatory guidance on digital marketing initiatives, customer acquisition campaigns and new distribution channels.

Compliance Monitoring & Governance

• Develop and execute compliance monitoring programmes to assess adherence to regulatory requirements and internal policies.
• Perform thematic reviews and compliance testing across business functions and recommend improvements where appropriate.
• Track regulatory changes and coordinate implementation of required policy, process and control enhancements.
• Maintain compliance registers, governance documentation and regulatory inventories.

Conduct Risk & Regulatory Matters

• Support investigations into compliance incidents, regulatory breaches and conduct-related matters, ensuring appropriate escalation and remediation.
• Assist in managing customer complaints with regulatory implications and support root cause analysis where required.
• Promote a strong culture of compliance through training, awareness programmes and ongoing engagement with business stakeholders.

Compliance Operations

• Manage licensing and regulatory matters relating to appointed representatives and regulated activities.
• Support internal and external audits by coordinating compliance documentation and responses.
• Prepare management reports and compliance updates for senior management and governance committees.
• Support strategic compliance initiatives and other projects assigned by the Head of Compliance.

Requirements

• Bachelor's degree in Law, Finance, Business, Accounting or a related discipline.
• Minimum 5 years' experience in regulatory compliance within a financial institution, preferably a brokerage, securities, capital markets or fintech environment.
• Strong working knowledge of Singapore regulatory requirements, including the Securities and Futures Act (SFA), Financial Advisers Act (FAA), Securities and Futures (Licensing and Conduct of Business) Regulations (SF(LCB)R), Financial Advisers Regulations (FAR), MAS Notices and Guidelines, and relevant exchange rules.
• Experience advising Product, Marketing or Business teams on regulatory compliance and customer-facing initiatives.
• Experience reviewing marketing materials, product disclosures and client communications from a regulatory compliance perspective.
• Strong policy drafting, regulatory interpretation and stakeholder management skills.
• Excellent written and verbal communication skills, with the ability to translate regulatory requirements into practical business guidance.
• Proficient in Microsoft Office (Excel, Word and PowerPoint).
• Self-motivated, detail-oriented and able to manage multiple priorities in a fast-paced environment.
• Fluency in English is required. Mandarin is an advantage to facilitate communication with regional stakeholders and review bilingual business materials.