Chief Compliance Governance Leader

Our Clients; Philippines; On-site; PHP 2,000,000 - 4,000,000; Full time

Job summary

Our Clients in the Philippines seeks an experienced Head of Compliance Governance to lead and strengthen the compliance governance function across multiple entities, ensuring adherence to regulatory requirements, internal policies, and the organization’s risk management framework.

The successful candidate will work closely with senior leaders, providing expert regulatory advice, strategic guidance, and leadership to establish strong governance across insurance and asset management portfolios.

Qualifications

• Bachelor’s degree or equivalent from a recognized institution.
• At least 7 years of compliance management experience within the insurance and/or asset management sectors is required.
• CPA or LLB qualification is preferred.
• Equivalent experience in a financial institution may be considered.

Responsibilities

• Support the oversight of compliance with applicable laws, regulations, regulatory expectations, and internal compliance requirements.
• Manage and strengthen compliance programs covering: Business Conduct, AML, ABAC, Fraud, Market Conduct and Investment Compliance, Privacy, Regulatory Compliance Management.
• Assist in preparing and submitting regulatory reports and management reports to relevant regulatory bodies, regional offices, and corporate stakeholders.
• Monitor and assess new and proposed legislation and regulatory developments that may impact the organization.
• Advise senior management on regulatory changes, compliance risks, and required actions.
• Partner with business units and Compliance teams to develop and enhance policies, procedures, standards, and controls.
• Identify and assess compliance requirements related to products, business activities, and organizational structures.
• Oversee second-line compliance monitoring and testing activities, providing appropriate advice and challenge.
• Develop and deliver compliance training and awareness programs.
• Represent the organization in relevant industry committees, associations, and regulatory engagements when required.
• Chair or attend relevant Compliance committees in the absence of the Business Unit Compliance Officer.
• Provide leadership, coaching, and direction to Compliance team members across various functions and levels.
• Perform other responsibilities as assigned by the Business Unit Compliance Officer.

Skills

Regulatory compliance frameworks

Three Lines of Defence

Leadership & people management

Stakeholder management

Regulatory reporting & governance

Regulatory risk assessment

Financial services (insurance/asset mg

Education

Bachelor’s degree or equivalent

CPA or LLB qualification

Job description

Our Clients in the Philippines seeks an experienced Head of Compliance Governance to lead and strengthen the compliance governance function across multiple entities, ensuring adherence to regulatory requirements, internal policies, and the organization’s risk management framework.

The successful candidate will work closely with senior leaders, providing expert regulatory advice, strategic guidance, and leadership to establish strong governance across insurance and asset management portfolios.