Specialist, Regulatory Compliance Advisory

RHB Group; Kuala Lumpur; Vor Ort; MYR 60.000 - 100.000; Vollzeit

Zusammenfassung

RHB Group is seeking a compliance professional in Kuala Lumpur to provide advisory support to compliance, business and functional groups on regulatory matters. The role includes updating on new policies and reviewing key compliance documents to ensure alignment with regulators.

The position involves handling self-assessments, responding to BN​M requests, and preparing monthly reports for committees and the Board, along with developing training materials on framework, FATCA and CRS as needed.

Aufgaben

• Provide advice to compliance, business and functional groups on compliance related matters.
• Update business and functional groups on new and revised Regulatory Policy/Guidelines via briefing, email, etc.
• Review and update of compliance documents e.g. Group Compliance Framework & Policy, Group FATCA and CRS Policy, etc.
• Perform Self-Assessment Checklist on policy/guidelines issued by Regulators.
• Attend to BNM’s request via Kijangnet/BNM website, email on the regulations requirement and feedback (e.g exposure draft, notification, surveys) and track the completion timeline.
• Attend queries received from Branches via Compliance Helpdesk and ensure it is attended on timely manner.
• Preparation of monthly compliance report on new/revised guidelines for submission to relevant committees and Board.
• Prepare training material to Compliance FGs/FAs, business and functional groups, branches on compliance documents (framework, policy, guidelines) FEP, FATCA, CRS, etc when required.
• Perform any other tasks assigned by Supervisor/Management from time to time.

Jobbeschreibung

• Provide advice to compliance, business and functional groups on compliance related matters.
• Update business and functional groups on new and revised Regulatory Policy/Guidelines via briefing, email, etc.
• Review and update of compliance documents e.g. Group Compliance Framework & Policy, Group FATCA and CRS Policy, etc.
• Perform Self-Assessment Checklist on policy/guidelines issued by Regulators.
• Attend to BNM’s request via Kijangnet/BNM website, email on the regulations requirement and feedback (e.g exposure draft, notification, surveys) and track the completion timeline.
• Attend queries received from Branches via Compliance Helpdesk and ensure it is attended on timely manner.
• Preparation of monthly compliance report on new/revised guidelines for submission to relevant committees and Board.
• Prepare training material to Compliance FGs/FAs, business and functional groups, branches on compliance documents (framework, policy, guidelines) FEP, FATCA, CRS, etc when required.
• Perform any other tasks assigned by Supervisor/Management from time to time.