Asset Management Compliance Specialist

RHB Banking Group; Kuala Lumpur; On-site; MYR 33,480 - 55,800; Full time

Job summary

A leading banking institution in Kuala Lumpur is seeking an Asset Management Compliance Officer. This entry-level position entails ensuring compliance with relevant laws and regulations in the fund management sector. Responsibilities include conducting compliance reviews, preparing training materials, and assisting with regulatory audits. Ideal for candidates looking to start a career in legal compliance within the finance industry.

Qualifications

• Entry-level position requiring understanding of compliance in the fund management industry.
• Ability to conduct comprehensive compliance reviews and regulatory submissions.

Responsibilities

• Ensure compliance with laws and regulations in fund management.
• Conduct assigned compliance reviews according to the Annual Work Plan.
• Review daily Net Asset Value and investment restrictions.
• Prepare training materials and disseminate regulatory updates.
• Assist in regulatory visits and audits.

Job description

A leading banking institution in Kuala Lumpur is seeking an Asset Management Compliance Officer. This entry-level position entails ensuring compliance with relevant laws and regulations in the fund management sector. Responsibilities include conducting compliance reviews, preparing training materials, and assisting with regulatory audits. Ideal for candidates looking to start a career in legal compliance within the finance industry.