Finance Operations & Compliance Lead

Phillip Capital Group; Kuala Lumpur; On-site; MYR 67,000 - 100,000; Full time

Job summary

PhillipCapital Group in Malaysia is seeking a dedicated professional for an operations role focusing on account openings, settlement activities, and regulatory reporting. You will support back-office processes, monitor client positions, and contribute to compliance efforts in a fast-paced environment.

The ideal candidate holds a Diploma and has experience in settlement operations within the financial industry, with strong analytical and interpersonal skills.

Qualifications

• Diploma in any discipline.
• Experience in settlement operations in the financial industry preferred.
• Team player with good interpersonal skills.
• Pro-active individual who is willing to take on new challenges.
• Meticulous and possess strong analytical and problem-solving skills.
• Committed, self-driven and able to work effectively under pressure.
• Keep abreast with current developments in the industry and ensure compliance with rules and regulation.

Responsibilities

• Process new account openings for retail and corporate.
• Perform daily trades confirmation for BURSA & foreign product and open positions.
• Perform scanning for all account opening.
• Perform statutory and regulatory reporting to the relevant authorities.
• Monitors dormant accounts’ activities by reviewing exception reports from Back Office system and raises internal report to compliance officer immediately on any suspicious transaction.
• Monitors each client’s open position to ensure clients trade within the permitted position limit.
• Lead and/ or participate in the development and implementation of enhancements to Platforms, Processes and Products.
• Rotation to different roles and functions every six months.
• To undertake any assignments as and when instructed by the superior and/or the management.

Skills

Settlement operations

Trade confirmation

Regulatory reporting

Analytical skills

Team player

Proactive

Education

Diploma in any discipline

Tools

Back Office System

Job description

PhillipCapital Group in Malaysia is seeking a dedicated professional for an operations role focusing on account openings, settlement activities, and regulatory reporting. You will support back-office processes, monitor client positions, and contribute to compliance efforts in a fast-paced environment.

The ideal candidate holds a Diploma and has experience in settlement operations within the financial industry, with strong analytical and interpersonal skills.