Auditor, GCAD - Investigations MY (Section Head)

CIMB Bank Berhad; Kuala Lumpur; On-site; MYR 180,000 - 280,000; Full time

Job summary

CIMB Group is seeking an Auditor, GCAD - Investigations MY (Section Head) to lead the investigation function and establish facts across regional operations. This role requires strong leadership, regulatory knowledge and the ability to coordinate with law enforcement and management.

You will oversee investigations into fraud, misconduct and control deficiencies, developing procedures and supervising staff to deliver timely, high-quality reports.

Qualifications

• Recognised degree in Accounting, Finance, Economics, Law or related disciplines.
• Professional qualification such as member of recognised accounting or internal auditing body.
• Minimum 8 years relevant experience in internal/external audit, compliance or risk management, preferably in a financial institution.
• Able to work independently.
• Knowledge of the financial services business and its operations, including domestic and international regulations.
• Proficient in investigation rules, regulatory requirements and guidelines in banking.

Responsibilities

• Assist the Investigation Department Head in developing and implementing investigation procedures and regional initiatives.
• Support the Audit Committee and management on investigation cases, staff integrity, governance and risk practices.
• Identify, allocate and organise resource requirements including people development.
• Keep abreast of regulatory landscape and fraud risks to manage cases effectively.
• Strategise, plan and decide on the scope of investigations covering forgeries, embezzlements, frauds and misconduct.
• Procure evidence, file reports with regulators and coordinate with law enforcement.
• Supervise investigation work and engage external expertise when needed.
• Attend disciplinary enquiries, court cases and related meetings.
• Review work papers and draft reports for investigations.
• Prepare timely, quality investigation reports upon completion.

Skills

Forensic accounting

Analytical skills

Investigation interview techniques

Leadership

Regulatory knowledge

Interpersonal skills

Communication

Team building

Independent work

Education

Degree in Accounting/Finance/Economics/Law

Professional qualification (accounting/auditing body)

Job description

Auditor, GCAD - Investigations MY (Section Head)

Responsible for the Investigation function with the objective of providing independent investigation services in establishing the facts, modus operandi of frauds (where applicable), control deficiencies, process gaps and making appropriate recommendations.

Key responsibilities

Assist the Investigation Department Head in the development and implementation of the overall investigation procedures and regional initiatives

Provide support to the Audit Committee and management in discharging its obligations and responsibilities relating to investigation cases, staff integrity, instilling good corporate governance and risk management practices

Identify, allocate and organise resource requirements, including people development requirements

Keep abreast of the regulatory landscape and emerging fraud risks and trends in order to be able to manage investigation cases effectively

Strategise, plan and decide on the scope of investigations covering forgeries, embezzlements, frauds, employee misconduct, financial wrong doings, robberies, allegations of abuse, complaints and other breaches

Procure all evidence, file applicable reports with regulatory bodies and work with investigating law enforcement agencies

Supervise investigation work being carried out and, where necessary, to consider obtaining external professional expertise

Attend disciplinary enquiries, court cases as required and other meetings relating to the investigations carried out

Review work papers to ensure proper documentation and work done and review draft reports prepared by Investigation Officers

Prepare timely and quality investigation reports upon completion of investigation

About you

Recognised Degree in Accounting, Finance, Economics, Law or related disciplines

Professional qualification such as member of recognised accounting or internal auditing body

Minimum 8 years relevant experience in internal/external audit, compliance or risk management function, preferably in a financial institution

Able to work independently

Knowledge of the financial services business and its operations, including the rules and regulations in the domestic and international landscape

Proficient in investigation rules and practices, regulatory requirements, directives and guidelines issued by the relevant authorities and associations of the banking industry

Effective investigation interview techniques, and strong forensic accounting and analytical skills

Ability to identify risks related to business, identify control deficiencies and suggest how to mitigate risks in minimising fraud exposure

Strong interpersonal, communication, presentation and team building skills; ability to work and communicate effectively to all levels of management and staff

Strong leadership – capable of generating a high degree of respect and trust, building relationships rapidly with the various operating/business units and investigating law enforcement agencies

Banking & Credit More than 10,000 employees

CIMB Group is one of ASEAN’s leading universal banking groups and is Malaysia’s second largest financial services provider, by assets. It offers consumer banking, commercial banking, investment banking, Islamic banking and asset management products and services. Headquartered in Kuala Lumpur, the Group is present in all 10 ASEAN nations (Malaysia, Indonesia, Singapore, Thailand, Cambodia, Brunei, Vietnam, Myanmar, Laos and Philippines). Beyond ASEAN, the Group has market presence in China, Hong Kong, India, Sri Lanka, Korea, the US and UK.

CIMB Group has the most extensive retail branch network in ASEAN approximately of 720 branches as at 30 September 2019. CIMB Group’s investment banking arm is also one of the largest Asia Pacific-based investment banks, offering amongst the most comprehensive research coverage around of 600 stocks in the region.

CIMB Group operates its business through three main brand entities, CIMB Bank, CIMB Investment Bank and CIMB Islamic. CIMB Group is also the 92.5% shareholder of Bank CIMB Niaga in Indonesia, and 94.8% shareholder of CIMB Thai in Thailand.

CIMB Group is listed on Bursa Malaysia via CIMB Group Holdings Berhad. It had a market capitalisation of approximately RM48.9 billion as at 30 September 2019. The Group has around 36,000 employees located in 16 countries

For more information, please visit www.cimb.com

CIMB Group is one of ASEAN’s leading universal banking groups and is Malaysia’s second largest financial services provider, by assets. It offers consumer banking, commercial banking, investment banking, Islamic banking and asset management products and services. Headquartered in Kuala Lumpur, the Group is present in all 10 ASEAN nations (Malaysia, Indonesia, Singapore, Thailand, Cambodia, Brunei, Vietnam, Myanmar, Laos and Philippines). Beyond ASEAN, the Group has market presence in China, Hong Kong, India, Sri Lanka, Korea, the US and UK.

CIMB Group has the most extensive retail branch network in ASEAN approximately of 720 branches as at 30 September 2019. CIMB Group’s investment banking arm is also one of the largest Asia Pacific-based investment banks, offering amongst the most comprehensive research coverage around of 600 stocks in the region.

CIMB Group operates its business through three main brand entities, CIMB Bank, CIMB Investment Bank and CIMB Islamic. CIMB Group is also the 92.5% shareholder of Bank CIMB Niaga in Indonesia, and 94.8% shareholder of CIMB Thai in Thailand.

CIMB Group is listed on Bursa Malaysia via CIMB Group Holdings Berhad. It had a market capitalisation of approximately RM48.9 billion as at 30 September 2019. The Group has around 36,000 employees located in 16 countries

For more information, please visit www.cimb.com