Assistant Manager, Sales Compliance & DRCO

Affin Pheim; Kuala Lumpur; On-site; MYR 60,000 - 80,000; Full time

Job summary

Affin (Affin Bank) is hiring an Assistant Manager for Sales Compliance & DRCO to mitigate risks and uphold ethical standards. The role ensures sales teams comply with laws, internal policies, and regulatory guidelines, while developing compliance frameworks and conducting audits.

The successful candidate will lead training, monitor trends, and report to senior management, collaborating across departments. Fluency in Bahasa Malaysia and English is required.

Qualifications

• Bachelor's degree/university degree in law or equivalent qualification.
• Minimum 5 years of working experience in sales compliance or similar role in risk management and in financial institutions.
• Strong knowledge of sales compliance processes and regulatory requirements.
• Experience in training in sales compliance processes.
• Good presentation and interpersonal skills and skills in Microsoft Excel, Microsoft Words and Microsoft Power Point.
• Team player and able to work independently with minimum supervision.
• Fluent in both spoken and written Bahasa Malaysia and English.

Responsibilities

• Responsible for ensuring that the sales team adheres to all relevant laws, regulations, internal policies and guidelines.
• Develop and implement compliance framework, policies and procedures for the sales department.
• Conduct regular testing, audits and assessments to ensure compliance with internal and external regulations.
• Provide training and support to the sales team on compliance-related matters.
• Monitor and report on compliance issues and trends within the sales department.
• Collaborate with other departments to ensure a cohesive approach to compliance.
• Investigate and resolve compliance-related issues and complaints.
• Stay up to date with changes in relevant laws and regulations.
• Prepare and present compliance reports to senior management.
• Other compliance tasks to be assigned from time to time

Skills

Sales compliance

Risk management

Training

Presentation

MS Excel

MS Word

MS PowerPoint

Bahasa Malaysia

English

Education

Bachelor's degree in law or equivalent

Tools

Regulatory frameworks

Job description

Assistant Manager, Sales Compliance & DRCO page is loaded## Assistant Manager, Sales Compliance & DRCOlocations: Menara Affin, TRXtime type: Full timeposted on: Posted 30+ Days Agojob requisition id: JR104529# **Create the future with Affin! You too can make a difference.***We continuously innovate to transform our financial services landscape - making banking better and easier. Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. You too can make a difference.*## **Job Summary**##This role is responsible in mitigating risks, maintaining ethical standards, and fostering a culture of compliance within the department and organization.**Job Accountabilities:*** Responsible for ensuring that the sales team adheres to all relevant laws, regulations, internal policies and guidelines.* Develop and implement compliance framework, policies and procedures for the sales department.* Conduct regular testing, audits and assessments to ensure compliance with internal and external regulations.* Provide training and support to the sales team on compliance-related matters.* Monitor and report on compliance issues and trends within the sales department.* Collaborate with other departments to ensure a cohesive approach to compliance.* Investigate and resolve compliance-related issues and complaints.* Stay up to date with changes in relevant laws and regulations.* Prepare and present compliance reports to senior management.* Other compliance tasks to be assigned from time to time**Job Requirements:*** Bachelor's degree/university degree in law or equivalent qualification* Minimum 5 years of working experience in sales compliance or similar role in risk management and in financial institutions* Strong knowledge of sales compliance processes and regulatory requirements.* Experience in training in sales compliance processes.* Good presentation and interpersonal skills and skills in Microsoft Excel, Microsoft Words and Microsoft Power Point.* Team player and able to work independently with minimum supervision.* Fluent in both spoken and written Bahasa Malaysia and English(blob:https://affinbank.wd3.myworkdayjobs.com/3581f9d4-25c4-4c56-b714-06861f047a96)0:00 / 1:25### Get In TouchJoin AFFIN as we evolve to become a financial institution of the future, embracing innovation and technology to deliver unrivaled customer service. We're looking for colleagues who share our values and are ready to live them every day.Explore the exciting opportunities and make a real impact on the future of finance. Come be a part of our journey today!\"Always About You\"At AFFIN, we strive to always connect and engage with our customers, to understand their changing needs and aspirations better. It represents our passion and commitment to the community we operate in, enabling us to quickly respond to changes and provide a personalised experience.At AFFIN, our people are aligned to our values of customer centricity, creativity and value creation. Our tagline \"Always about you\", was crafted to drive loyalty and build our reputation as a creative and innovative financial organisation.Our people are at the heart of what we do and remain the focus of our customer centric culture. It's about the initiatives we take in understanding and prioritising our stakeholders; our customers, employees and shareholders. As we venture through this metamorphosis journey, we are aware of their ever-changing needs and are embracing the new ways of this digital dimension. We put our hearts and minds into everything we do, to ensure that everyone we touch, receives unrivalled customer service.