Analyst, Compliance & Communications Surveillance

RBC; Kuala Lumpur; On-site; MYR 70,000 - 100,000; Full time

Job summary

RBC is seeking a Compliance and Surveillance professional to provide surveillance across RBC Capital Markets, Global Asset Management, Wealth Management, Transaction Banking and Treasury Services. The role ensures timely and consistent delivery of core Compliance and Surveillance program elements.

You will conduct reviews of electronic and audio communications, drive monitoring functionality, and develop proactive searches across platforms.

Qualifications

• Analytical and problem solving abilities.
• Ability and willingness to accept accountability, work with limited direct supervision and support effective cross-unit co-operation.
• A professional demeanor, investigative analysis and attention to detail.
• A proactive approach and an ability to work using your own initiative.

Responsibilities

• Conduct reviews of electronic and audio communications and integrate the activity with the wider Surveillance team.
• Drive forward RBC’s general electronic and audio communications monitoring functionality.
• Instigate proactive and bespoke searches and techniques across a wide range of communication platforms.
• Facilitate e-mail retrievals and assist with Compliance investigation.
• Ongoing development of reports, systems and processes in order to maintain a cutting-edge audio and e-communications monitoring program.

Skills

Analytical thinking

Attention to detail

Accountability

Cross-unit collaboration

Job description

RBC is seeking a Compliance and Surveillance professional to provide surveillance across RBC Capital Markets, Global Asset Management, Wealth Management, Transaction Banking and Treasury Services. The role ensures timely and consistent delivery of core Compliance and Surveillance program elements.

You will conduct reviews of electronic and audio communications, drive monitoring functionality, and develop proactive searches across platforms.