Monitoring Analyst, Group Market Surveillance, Group Compliance

Maybank; Kuala Lumpur; Vor Ort; MYR 60.000 - 90.000; Vollzeit

Zusammenfassung

Maybank seeks a vigilant Market Surveillance Analyst to monitor trading activity, review alerts, and ensure strict adherence to policies, procedures, and regulatory requirements. You will investigate potential market misconduct, collect evidence, and prepare clear, well-supported findings for escalation.

Working across departments, you will support cross-functional reviews, contribute to system enhancements, and assist the Head of Monitoring to maintain robust controls and timely risk reporting.

Qualifikationen

• Experience in market surveillance, compliance, or related functions.
• Understanding of financial market regulations, trading activities, and surveillance practices.
• Strong ability to analyze trading behaviours, investigate alerts, and produce well-supported findings.

Aufgaben

• Monitor daily trading activities, communications, and alerts to identify market misconduct, irregularities, or control gaps.
• Conduct detailed investigations into suspicious activities, gather evidence, and prepare clear investigation reports.
• Ensure surveillance activities and alert closures adhere to policies and procedures.
• Escalate identified risks or control issues with clear rationale and documentation.
• Participate in surveillance system enhancements and compliance-related projects to strengthen monitoring.
• Collaborate with stakeholders across departments to address issues and close gaps in internal controls.
• Assist Head of Monitoring in overseeing team operations and ensuring continuity in absence of the team lead.

Kenntnisse

Market surveillance

Compliance

Investigation

Stakeholder engagement

Communication skills

Tools

Microsoft Office

Jobbeschreibung

Job Description

Responsible for the day-to-day monitoring, review, and analysis of surveillance alerts relating to Global Markets activities, ensuring compliance with established departmental procedures, internal policies, and regulatory requirements. The role involves conducting detailed investigations into potential market misconduct, trading irregularities, control breaches, or compliance concerns, and ensuring that findings are accurately assessed and escalated on a timely basis.

Market Surveillance Monitoring & Analysis

Conduct daily monitoring of trading activities, communications, and alerts to identify potential market misconduct, irregularities, or control gaps.

Investigation & Case Management

Perform detailed investigations into suspicious activities, gather and validate evidence, and prepare clear, well-supported investigation reports.

Compliance & Procedure Adherence

Ensure all surveillance activities, investigations, and alert closures are conducted in accordance with established policies, procedures, and methodologies.

Escalation & Issue Management

Timely escalated identified risks, breaches, or control issues and provide clear rationale and documentation for actions taken.

Projects & Continuous Improvement Initiatives

Participate in surveillance system enhancements, process improvement initiatives, and compliance-related projects to strengthen monitoring effectiveness.

Cross-Functional Collaboration & Reviews

Support ad hoc reviews and collaborate with stakeholders across departments to address issues, close gaps, and enhance internal controls.

Team Support & Leadership Backup

Assist the Head of Monitoring in overseeing team operations, providing guidance, and ensuring continuity of operations in the absence of the team lead.

Job Requirements

• Experience in market surveillance, compliance, or related functions, with exposure to financial markets and products.
• Understanding of financial market regulations, trading activities, and surveillance practices.
• Strong ability to analyze trading behaviours, investigate alerts, and produce well-supported findings.
• Experience in handling projects, reviews, or initiatives, with ability to manage multiple tasks effectively.
• Strong verbal and written communication skills, with the ability to engage and influence stakeholders, including senior management.
• High attention to detail, integrity, resilience under pressure, strong work ethic, and proficiency in Microsoft Office tools