Mexico Certified Investment Advisor & Regulatory Lead

ARQ; México; On-site; MXN 900,000 - 1,100,000; Full time

Benefits offered by this job

Stock options

Discretionary bonus

Latest tools and technology

World-class team

Office policy: 3-4 days in-office

Job summary

ARQ is seeking a licensed investment advisor and regulatory officer for its Mexico investment advisory entity. You will lead the advisory function end-to-end and act as the accountable person before the CNBV, while helping build a digital, scalable wealth product in close coordination with global teams.

You will collaborate with product, engineering and legal to translate regulatory requirements into practical product specs, review customer content, and ensure all recommendations are

Qualifications

• AMIB certification valid for investment advisory or willingness to certify.
• 5+ years in investment advisory, wealth management or investment services compliance at a CNBV regulated entity.
• Deep knowledge of Ley del Mercado de Valores and Disposiciones de Servicios de Inversión.
• Experience dealing with CNBV is a plus but not mandatory.
• Hands-on with investor profiling and suitability frameworks.
• Ability to translate regulation into practical product requirements.
• High ownership and judgement in fast-paced, high-scrutiny environment.
• Spanish and professional English proficiency.

Responsibilities

• Act as certified investment advisor for the entity, accountable for every customer recommendation.
• Own the advisory framework, including investor/product profiling and suitability.

Skills

AMIB certification

Investment advisory

CNBV interactions

Investor profiling

Product & engineering collaboration

Spanish language

Professional English

Tools

SITI regulatory system

Job description

ARQ is seeking a licensed investment advisor and regulatory officer for its Mexico investment advisory entity. You will lead the advisory function end-to-end and act as the accountable person before the CNBV, while helping build a digital, scalable wealth product in close coordination with global teams.

You will collaborate with product, engineering and legal to translate regulatory requirements into practical product specs, review customer content, and ensure all recommendations are