VIE Compliance & Controls Specialist

Crédit Agricole Group; Milano; In loco; EUR 50.000 - 70.000; Tempo pieno

Descrizione del lavoro

A leading financial institution in Milan is seeking a VIE to join their compliance team. The successful candidate will oversee investment processes, perform key second-level controls, and ensure adherence to regulatory standards. Responsibilities include analyzing distributor activity and supervising MiFID-related controls. This position offers an opportunity to develop internal frameworks and provide training to investment staff, ensuring compliance with gifts and benefits policies.

Mansioni

• Oversee the investment process and provide investment advice per compliance policies.
• Perform second-level controls focusing on execution and order handling.
• Review personal transactions and monitor compliance with policies.
• Analyse distributor activity and monitor related conflicts of interest.
• Supervise MiFID-related controls regarding suitability and ESG preferences.
• Develop internal controls and design new frameworks.
• Provide compliance advisory and training to investment staff.
• Prepare periodic reports for internal bodies and committees.

Descrizione del lavoro

A leading financial institution in Milan is seeking a VIE to join their compliance team. The successful candidate will oversee investment processes, perform key second-level controls, and ensure adherence to regulatory standards. Responsibilities include analyzing distributor activity and supervising MiFID-related controls. This position offers an opportunity to develop internal frameworks and provide training to investment staff, ensuring compliance with gifts and benefits policies.