Vice President – Trade Surveillance – Banking/Financial Services Black Turtle

The Corporate Institute; Pune District; On-site; INR 4,000,000 - 9,000,000; Full time

Job summary

The Corporate Institute is seeking a Vice President-level Trade Surveillance IC to lead advanced surveillance activities in Pune. The role requires 10+ years of experience with minimum 5–7 years in Trade Market Surveillance, focusing on Fixed Income and derivatives in global markets.

You will monitor activity, identify anomalies, and drive investigations while supporting regulatory queries and confidence in surveillance controls. The position is Pune-based and executive IC, non-people management.

Qualifications

• Experience in Trade – Market Surveillance operations.
• Deep understanding of Fixed Income and related derivatives.
• Strong knowledge of Global Markets and asset classes.

Responsibilities

• Monitor trading activity, order flows, prices, and volumes.
• Identify potential market manipulation, insider trading and market abuse.
• Conduct detailed surveillance investigations and document findings.
• Support market surveillance framework projects and governance.
• Improve data quality and model effectiveness for surveillance.
• Prepare reports for senior stakeholders and regulators.
• Advise on surveillance risks and control frameworks.

Skills

Trade surveillance

Fixed income

Regulatory knowledge

Analytics

Surveillance platforms

Tools

Trading platforms

Job description

Role Overview:

We are looking for an experienced Trade Surveillance professional for a senior Individual Contributor (IC) – Vice President level opportunity with a leading global financial services organization.

Location:

Pune

Level:

Vice President

Role:

Individual Contributor

Experience:

10+ years overall

Trade Surveillance:

Minimum 5 – 7 years mandatory

Key Requirements:

• Strong experience in Trade – Market Surveillance
• Expertise in Fixed Income & related derivatives
• Strong understanding of Global Markets & asset classes
• Experience across trading platforms – venues
• Knowledge of Market Abuse risks & typologies
• Strong understanding of MiFID II, MAR and applicable regulations
• Experience in surveillance frameworks, controls & risk assessments
• Strong analytical skills with exposure to surveillance analytics
• Experience supporting regulatory queries, audits & governance

Key Responsibilities:

• Monitor trading activity, order flows, prices and volumes
• Identify potential market manipulation, insider trading & market abuse
• Conduct detailed surveillance investigations
• Support market surveillance framework projects
• Strengthen controls, data quality and model effectiveness
• Prepare reports for senior stakeholders and regulatory authorities
• Advise stakeholders on surveillance risks and control frameworks

Important:

• Vice President candidates only
• IC role – not a pure people-management position
• 5 – 7+ years of Trade Surveillance is mandatory
• Strong Fixed Income Surveillance experience is essential

Contact:

Interested candidates share their updated CV

Please mention:

Total Experience | Trade Surveillance Experience | Fixed Income Experience | Current Designation | Current Location