Vice President – Trade Surveillance Black Turtle

The Corporate Institute; Pune District; On-site; INR 4,000,000 - 6,000,000; Full time

Job summary

The Corporate Institute in Pune invites a Vice President for Markets Surveillance to lead monitoring and investigations of market activity. The role emphasizes strong expertise in fixed income and global market dynamics, with responsibility for ensuring regulatory compliance and reporting.

You'll drive analytics-driven surveillance, coordinate with compliance and audit teams, and support data quality initiatives across the firm’s surveillance framework while guiding junior staff on complex

Qualifications

• 10–16 years of experience in financial markets surveillance.
• Minimum 5–7 years in trade surveillance; fixed income preferred.
• Strong knowledge of MiFID II, MAR and associated regulations.

Responsibilities

• Monitor market activity, including order flows, prices, and volumes to detect misconduct.
• Investigate potential market manipulation and insider trading.
• Support regulatory queries and audits; prepare reports for authorities and stakeholders.
• Ensure data quality and model effectiveness within surveillance framework.
• Contribute to firm-wide surveillance projects and controls.

Skills

Market surveillance

Fixed income

Analytics

Regulatory compliance

Job description

Experience: 10 – 16 years (Minimum 5 to 7 years in trade surveillance is a must – Fixed income is preferred)

Role Type: IC Role

Level: Vice President

Target Industry: Global Banks

Purpose of the role: To monitor and analyse market activity for potential signs of abuse or manipulation, verifying that there is adherence to regulatory requirements and internal policies and taking action to mitigate market misconduct.

Accountabilities:

• Monitoring market activities continuously, including order flows, prices, trading volumes and communications to identify potential irregularities or market misconduct.
• Conducting in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct.
• Business support in projects related to the firm’s market surveillance framework.
• Regulatory query and internal/external audit support.
• Provision of accurate and timely reports to regulatory authorities, internal stakeholders, and management regarding market surveillance activities, incidents, and trends.
• Execution of appropriate controls aligned to the control framework and related firm-wide standards.
• Control environment support in relation to data quality, model effectiveness and efficiency.

You should have experience with:

• A proven track record in the implementation and ongoing maintenance of a Markets Surveillance program including oversight/strong contributions to the associated market abuse risk assessment process.
• Strong understanding of Market Surveillance risks/typologies, especially in the Fixed Income space, and how they present themselves in the underlying data and transaction flows of the various products traded.
• Good understanding of the power of analytics to supplement global surveillance strategies.
• Detailed understanding of applicable regional and global laws and regulations which govern and inform surveillance activities (e.g. MiFID II, MAR etc).
• Excellent understanding of how Compliance and its sub-functions interact with each other and the business and how Surveillance work with these areas to meet our functional objectives.

Required Skills:

• Strong understanding of Global markets; asset classes, trading platform/venues.
• Expertise in Fixed Income and related derivatives.