Vice President – Execution – Equity Capital Markets WowJobs

The Corporate Institute; Mumbai; On-site; INR 4,200,000 - 7,000,000; Full time

Job summary

The Corporate Institute in Mumbai seeks a Vice President – Execution to lead the Equity Capital Markets Execution team and oversee end-to-end IPO/FPO/rights issues transactions. You will supervise document prep (DRHP/RHP), due diligence, and regulatory compliance, coordinating with regulators, clients, and intermediaries.

Strong leadership and SEBI expertise are essential. Reporting to the Senior Vice President, the role demands deep capital markets knowledge, 12+ years of experience, and a

Qualifications

• CA/MBA (Finance) from reputed B-schools.
• 12+ years experience in ECM/execution or related field.
• Mumbai location and calendar-ready for senior leadership responsibilities.

Responsibilities

• Develop and manage a skilled ECM Execution team (2–3 resources).
• Lead end-to-end execution for IPOs/FPOs/Right offers/Open offers/Delisting/Govt. disinvestment.
• Oversee DRHP/RHP prep, due diligence, and regulatory compliance with SEBI/stock exchanges.
• Drive regulatory compliance, risk management, and client engagement with coverage teams.
• Negotiate key transaction agreements with clients and third parties.

Skills

Capital markets knowledge

Regulatory compliance

Team leadership

Client negotiation

Communication skills

Education

CA/MBA (Finance)

Job description

Position: Vice President – Execution

Group: Equity Capital Markets

Reporting to: Senior Vice President

Location: Mumbai

Qualification: CA/MBA (Finance) from reputed B-schools

Experience: 12 years +

Domain Knowledge Competencies:

• Understanding of capital markets in India & Globally.
• Knowledge and experience in all capital market products – IPO, FPO, Rights Issues, QIP, QIB, FCCBs, Open Offer and PE.
• Updated Knowledge of SEBI and Stock Exchange regulations as well as Regulatory Domain expertise in ECM execution.

Experience in Product areas:

• Knowledge and experience in all capital market products – IPO, FPO, Rights Issues, QIP, QIB, PE, FCCBs and Government Disinvestment.

Position Objective / Responsibilities:

• Responsible for developing and managing team within the Equity Capital Markets Execution.
• Manages execution relating to IPOs/FPOs/Right issues/Open offer/ Delisting/ Govt. Disinvestment end to end.
• Supervises the document preparation (DRHP/RHP) for public issue / Rights Offers etc., due diligence and execution of Equity Capital Market transactions.
• Supervises the execution and successful closure of Equity capital market transactions.
• Coordinates and works closely with the ECM team on all aspects of regulatory compliance.
• Responsible for regulatory and internal compliance of Merchant Banking business.
• Liaisons with regulators, clients, intermediaries and interacting with the stock exchanges from deal execution and approval perspective.
• Responsible for contributing to business development by bringing in early lead for capital market products and ensuring client engagement with the help of the coverage team.
• Responsible in ensuring risk management and compliance with various SEBI Regulations and meeting all disclosure requirements.
• To play a lead role in negotiation with various transaction agreements with clients and third parties.
• Investor Grievance handling pre & post issue.
• Assisting in the post issue co-ordination work up-to the listing.
• Comply with the Compliance and Risk policy of the Company.
• Spearheading various regulatory changes and providing recommendations on regulatory changes to SEBI committees.
• Imparts product knowledge to subordinates and peers in Capital market products.
• Typically manages a team of 2 – 3 resources.
• Ensures optimal utilization of resources through continuous engagement and periodic feedback on their performance.

Behavioral Competencies:

• Ability to evaluate.
• Communication and Presentation Skills.
• Awareness of Business Environment.
• Deep domain expertise of SEBI Regulations including ICDR, Companies Act and other applicable regulations.
• Ability to manage crucial and difficult situations by providing innovative solutions and problem solving with clients.