Senior Executive-UCC

National Commodity & Derivatives Exchange (NCDEX); Mumbai; On-site; INR 1,200,000 - 1,800,000; Full time

Job summary

NCDEX in Mumbai is seeking an experienced UCC governance professional to oversee client data integrity and compliance with regulatory standards. You will manage UCC controls, ensure accuracy and consistency across the Unique Client Code database, and collaborate with Tech and Data teams to address issues.

The ideal candidate has 5+ years in stock exchange or broking environments, an MBA in Finance or CA qualification, strong regulatory knowledge, and excellent communication and data analysis

Qualifications

• Effective interpersonal verbal and written communication skills.
• Good analytical skills.
• Proficiency in Excel and data analysis.

Responsibilities

• Effective maintenance of UCC to ensure accuracy, completeness and consistency
• UCC process governance and compliance ensuring UCC related activities align with internal policies and regulatory guidelines
• UCC suspension and reactivation
• System improvements by collaborating with technology and data team to improve UCC system and address issues
• Ad hoc responsibilities in related areas assigned from time to time

Skills

Interpersonal communication

Analytical skills

Excel & data analysis

Education

MBA Finance / CA

Job description

Job Purpose

• Ensuring governance of UCC compliance
• Oversight of Unique client code database and related activities

Responsibility

• Effective maintenance of UCC to ensure accuracy, completeness and consistency
• UCC process governance and compliance ensuring UCC related activities align with internal policies and regulatory guidelines
• UCC suspension and reactivation
• System improvements by collaborating with technology and data team to improve UCC system and address issues
• Ad hoc responsibilities in related areas assigned from time to time

Educational Qualification

• MBA Finance from a reputed Institute / Chartered Accountant

Experience

• 5+ years of relevant work experience preferably from Stock Exchange/Broking industry having experience in client data management, operations, compliance or similar role
• Knowledge and understanding of Exchange ecosystem and operations
• Strong understanding of regulatory frameworks

Skills Required

Effective interpersonal verbal and written communication skills

Good analytical skills

Proficiency in Excel and data analysis

Functional Competencies required

• Knowledge and understanding of Exchange ecosystem and operations
• Handling and tacking data exceptions and UCC queries
• Ability to extract computerized and manual data
• Understanding of regulatory framework