Senior Executive - Member Inspection Offsite

National Commodity & Derivatives Exchange (NCDEX); Mumbai; On-site; INR 900,000 - 1,200,000; Full time

Job summary

NCDEX invites a Compliance and Surveillance professional to monitor member submissions, including holdings, AP Inspections, risk-based supervision, and QSB submissions. You will generate and review alerts for non-compliance or potential defaults, and assign actions to the inspection team to ensure closure, while collaborating with technology for automation and data-driven alerts.

The ideal candidate has CA or MBA (Finance) and 3–4 years' relevant experience in broking or exchange operations,

Qualifications

• CA or MBA (Finance) from a reputed institute.
• 3–4 years of relevant experience in broking, exchange, or financial institution operations.
• Experience in monitoring compliance activities and risk-based supervision is preferred.

Responsibilities

• Monitor member submissions such as Holding, AP Inspections, Risk Based Supervision, QSB submissions.
• Generate and review alerts and early warning signals for instances of non-compliance or potential default; assign alerts to inspection team for actionable closure.
• Coordinate with technology for automation of processes; do data analysis with available data for designing alerts and developing tools for generating alerts.
• Prepare MIS reports and maintain database.

Skills

Data analysis

Monitoring

Education

Chartered Accountant / MBA (Finance)

Job description

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Role & responsibilities :-

• Monitor member submission like Holding,AP Inspections, Risk Based Supervision, QSB submissions.etc.
• To generate and review alerts / early warning signals for instances of non-compliance / potential default.To assign alerts to inspection team for its actionable and monitoring closure of all the alerts assigned.
• To coordinate with the technology for automation of processes.To do data analysis with the available data for designing alerts and developing tools for generating alerts.
• To prepare MIS reports/ maintaining database

Preferred candidate profile :-

• Educational Qualification :- Chartered Accountant / MBA (Finance) from a reputed institute / university
• Experience :- 3-4 years of relevant work experience preferably in broking/exchange/financial institution operation