Senior Executive - Account Opening

Jainam Share Consultants Pvt Ltd.; Coimbatore District; On-site; INR 600,000 - 900,000; Full time

Job summary

Jainam Broking Limited is seeking a qualified professional to manage KYC and account opening processes. The role involves verifying KYC documents in line with SEBI and AML guidelines, performing IPV, and ensuring accurate data entry across back-office systems.

You will coordinate with sales and branch teams to complete onboarding documentation. The ideal candidate will have 3–6 years of experience in KYC and onboarding within financial services, with strong attention to detail and regulatory

Qualifications

• Graduate in Commerce, Finance, or related field.
• NISM certification preferred.
• Experience in KYC and account opening processes.

Responsibilities

• Process new client account openings for Individual, Non-Individual, NRI, Corporate, HUF, Trust, etc.
• Verify and validate KYC documents as per SEBI, Exchanges, and AML guidelines.
• Perform In-Person Verification (IPV) via physical or digital modes.
• Ensure accurate entry of client data into back-office and trading systems.
• Coordinate with Sales, Branch teams, and Clients for document completion.

Skills

KYC knowledge

AML knowledge

PMLA understanding

SEBI circulars familiarity

MS Excel

Reporting tools

Education

Bachelor's degree in Commerce/Finance

NISM certification

Tools

CKYC systems

CDSL/NSDL platforms

Back-office systems

Job description

Jainam Broking Limited

Full-time

SNS

16 Oct, 2026

Key Responsibilities

• Process new client account opening (Individual, Non-Individual, NRI, Corporate, HUF, Trust, etc.)
• Verify and validate KYC documents as per SEBI, Exchanges, and AML guidelines
• Perform IPV (In-Person Verification) via physical or digital modes
• Ensure accurate entry of client data into back-office and trading systems
• Coordinate with Sales, Branch teams, and Clients for document completion

Compliance & Regulatory

• Ensure compliance with SEBI, NSE/BSE, CDSL/NSDL, PMLA, and AML requirements
• Handle CKYC registration, modification, and rejection cases
• Monitor and resolve KYC discrepancies, alerts, and rejections
• Maintain audit-ready documentation and records

Operational Excellence

• Track and close pending cases within defined TAT
• Resolve client and internal queries related to onboarding and KYC
• Support internal/external audits and regulatory inspections
• Identify process gaps and suggest improvements for efficiency

Reporting & MIS

• Prepare daily/weekly MIS on account opening status, pendency, and rejections
• Maintain accurate records of approvals, modifications, and closures

Key Skills & Competencies

Technical Skills

• Strong knowledge of KYC, AML, and PMLA regulations
• Familiarity with SEBI circulars, Exchanges, and Depositories
• Hands-on experience with CDSL/NSDL, CKYC, and back-office systems
• Proficiency in MS Excel and internal reporting tools

Behavioral Skills

• High attention to detail and accuracy
• Strong communication and coordination skills
• Ability to work under deadlines and handle volumes
• Problem-solving and analytical mindset

Qualifications

• Graduate in Commerce, Finance, or related field
• NISM certification (preferred)

Experience

• 3–6 years of relevant experience in KYC & Account Opening within a Stock Broking Firm / Financial Services Company

Key Performance Indicators (KPIs)

• Turnaround Time (TAT) for account opening
• Accuracy and rejection rate
• Regulatory compliance and audit observations
• Client satisfaction and query resolution