Risk Management - Equity

Roots Recruitment; Mumbai; On-site; INR 900,000 - 1,300,000; Full time

Job summary

Roots Recruitment is seeking to strengthen its risk management team in Mumbai with a focus on front-office risk controls and exchange portal supervision. The role involves disseminating exchange circulars, preparing risk MIS for the board, and supporting regulatory audits across NSE, BSE, MCX, NSDL and SEBI.

The candidate will work closely with compliance and operations to ensure adherence to regulatory requirements and timely reporting, including handling regulatory queries and ensuring proper

Responsibilities

• Client level Risk Management- Front office
• Supervision of Exchange Portals for CTCL, Margins and other reporting activities.
• Understanding of exchange circulars related to Risk Management and disseminating same to all to team and other stakeholders and preparing the organization for the same
• Preparation of Risk MIS to the Board of Directors/Management from time to time
• Supporting Compliance in regulatory audits pertaining to Risk Management and Surveillance matters including handling stock exchange/regulatory queries
• Handle various operational activities of the company as per rules and regulations of NSE, BSE, MCX, NSDL and SEBI.
• Should know how to operate ODIN.
• Supporting Compliance in regulatory audits pertaining to Risk Management.

Job description

Role & responsibilities

• Client level Risk Management- Front office
• Supervision of Exchange Portals for CTCL, Margins and other reporting activities.
• Understanding of exchange circulars related to Risk Management and disseminating same to all to team and other stakeholders and preparing the organization for the same
• Preparation of Risk MIS to the Board of Directors/Management from time to time
• Supporting Compliance in regulatory audits pertaining to Risk Management and Surveillance matters including handling stock exchange/regulatory queries
• Handle various operational activities of the company as per rules and regulations of NSE, BSE, MCX, NSDL and SEBI.
• Should know how to operate ODIN.
• Supporting Compliance in regulatory audits pertaining to Risk Management.