Univest – Head – RMS – Stock Broking Vertical

Univest Communication Technologies Private Limited; Gurugram District; On-site; INR 1,000,000 - 1,500,000; Full time

Job summary

Univest Communication Technologies Private Limited is seeking a Head of RMS for its Stock Broking Vertical. This position involves cross-checking market operations, managing trading terminals, and ensuring compliance with market regulations.

The ideal candidate should have knowledge in capital markets, risk management experience, and good communication skills, necessary to efficiently supervise client limits and monitor daily market activities.

Qualifications

• Extensive knowledge of ODIN / OMNESYS Admin features.
• Experience with capital markets including Equity, Derivatives, and more.
• Ability to take proactive measures in risk management.

Responsibilities

• Cross-checking BOD for all segments before market start.
• Activating/deactivating trading terminals and investor clients.
• Monitoring ASM and reporting to HOD.
• Supervision of assigned limits to clients.
• Daily margin reporting for all segments.

Skills

Knowledge of ODIN / OMNESYS Admin functionality

Understanding of BOD & EOD processes

Relevant experience in capital markets (Equity, Derivatives, Commodity, Currency)

Risk assessment skills

Proactive risk mitigation

Development and automation of process improvement

Self-motivated

Good communication skills

Teamwork ability

Job description

Head of RMS (Stock Broking Vertical)

Key responsibilities include:

• Cross checking BOD for all segments before Market Start.
• Making Activation and Deactivation of Trading Terminal and Investor client.
• Ability to resolve queries on a day to day basis.
• Keeping monitoring on Additional Surveillance Margin (ASM) and reporting to HOD.
• Blocking GSM and Illiquid scrip on time to time in the Trading system.
• RMS Blocking for Debit, RMS Blocking for Far month Contract, RMS Blocking for Illiquid scrip.
• Keeping track of MTM Alert violation, MTM net position & square off the open position once MTM Loss gets triggered.
• Responsible for squaring off all the intraday position through Timer Square off for all segments.
• Supervision of Limit assigned to the clients (Base Limit and Intraday limits).
• Coordination with different teams.
• Surveillance of Script Wise & Client wise Position, Simulated Trade, Script concentration etc.
• Track on tender period contract in all segments, whole process of stranded delivery mechanism.
• Successfully Implementation Exchange & Depositary Related Compliances.
• Enhance Supervisor Reporting, Client fund, Collateral, Security Balance (weekly).
• Daily Margin Reporting for all segments.
• Quarterly Settlement of A/Cs & Dormant & Inactive Process & CTCL Empanelment.

Skills & Knowledge

• Good knowledge of ODIN / OMNESYS Admin functionality.
• Should understand the process of BOD & EOD and limit setting as well as other RMS processes with the ability to adapt to improving technology.
• Knowledge and relevant experience of capital market (Equity, Derivatives, Commodity, Currency) segment.
• Hands‑on experience to carry out risk assessment of all the above segments and other products.
• Capability to take proactive measures to mitigate risk.
• Should take up ways for development and automation of process improvement as per changing business needs.
• Self‑motivated and logical thinking is required.
• Good communication skills and ability to work in a team.