Regulatory Reporting, Associate

Deutsche Bank; Bengaluru; On-site; INR 1,500,000 - 2,200,000; Full time

Benefits offered by this job

Leave policy

Parental leaves

Childcare reimbursement

Certifications sponsorship

EAP

Hospitalization insurance

Life insurance

Health screening

Job summary

Deutsche Bank in Bangalore seeks a Regulatory Reporting Associate to support cross-asset regulatory reporting, improve data accuracy, and drive automation. You will manage exceptions, coordinate with technology teams, and ensure timely, compliant reporting across jurisdictions.

The role emphasizes collaboration with QA, UAT, and control remediation while leveraging AI-enabled solutions to streamline tasks and enhance data quality. A strong RCA mindset is required.

Qualifications

• 5–7 years’ experience in Ops in financial services.
• Graduate in Science, Technology, Engineering, or Mathematics.
• Regulatory experience, including EMIR & SFTR and NoA is preferred.
• Strong analytical skills with a demonstrated ability to perform root cause analysis, identify control weaknesses, and propose effective remediation strategies.
• Ability to work independently, as well as in a team environment.
• Clear and concise communication and escalation. Ability to recognise high risk situations and deal with them in a prompt manner.
• Conceptual understanding or practical experience with AI/automation tools and their application in process optimization (e.g., scripting, basic automation platforms).
• Proven ability to leverage AI tools to enhance productivity, optimise workflows to solve business problems, while applying critical judgment to ensure responsible and ethical use of data and AI outputs.

Responsibilities

• Serve as a subject matter expert for specific regulatory reporting processes and data flows, providing guidance and support to team members and contributing to continuous process improvement initiatives.
• Proactively monitor regulatory updates and industry best practices, assessing their potential impact on existing processes and contributing to the adaptation of reporting frameworks to maintain compliance.
• Review and/or manage various exception management functions across reporting for all asset classes and multiple jurisdictions.
• Individually own and drive the build and remediation efforts for audit findings and regulatory queries, collaborating closely with relevant teams to ensure timely and effective resolution.
• Ensure accurate, timely, and complete regulatory reporting; proactively address any control gaps within the reporting process.
• Collaborate closely with technology development teams to design and implement system solutions, with a strong focus on automating exception processes and remediating control gaps.
• Liaise with internal and external stakeholders to propose architectural enhancements that ensure greater compliance with regulatory requirements and drive improved Straight Through Processing (STP) of reporting across all asset classes.
• Conduct thorough root cause analysis of exceptions, investigating and appropriately escalating any significant issues identified through testing, rejection remediation, or other processes to senior management, thereby ensuring transparency in our control environment.
• Demonstrate the ability to build and maintain effective operational processes, prioritizing activities based on assessed risk.
• Exhibit clear communication and effective escalation skills, with the ability to promptly recognize and address high-risk situations.
• Ensure comprehensive documentation of all BI deliverables.
• Actively identify opportunities for AI integration within existing processes to streamline workflows, reduce manual effort, and enhance data quality.
• Facilitate training, knowledge sharing, and best practices to foster wider adoption and ensure optimal usage across the team/department.

Skills

Regulatory reporting

Root cause analysis

AI automation

Stakeholder communication

Independent worker

Education

BSc in STEM

Job description

Position Overview

Job Title: Regulatory Reporting, Associate

Location: Bangalore, India

Corporate Title: Associate

Role Description

• This role is crucial for ensuring our business adheres to significant regulatory requirements, particularly around EMIR/ SFTR or NoA. As part of the Bangalore team, you’ll be responsible for supporting regulatory reporting across all asset classes, including Rates, Credit, Commodities, Equities, and Foreign Exchange.
• Your key duties will involve managing exceptions and ensuring data accuracy on a daily basis, compiling Management Information Systems (MIS), and conducting User Acceptance Testing (UAT).
• You will also be instrumental in identifying control gaps and collaborating with our technology teams to resolve them. Additionally, this position will involve supporting internal technology needs by leveraging AI-enabled solutions to simplify repetitive tasks and enhance reporting capabilities.

What We’ll Offer You

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy,

• Best in class leave policy.
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your Key Responsibilities

• Serve as a subject matter expert for specific regulatory reporting processes and data flows, providing guidance and support to team members and contributing to continuous process improvement initiatives.
• Proactively monitor regulatory updates and industry best practices, assessing their potential impact on existing processes and contributing to the adaptation of reporting frameworks to maintain compliance.
• Review and/or manage various exception management functions across reporting for all asset classes and multiple jurisdictions.
• Individually own and drive the build and remediation efforts for audit findings and regulatory queries, collaborating closely with relevant teams to ensure timely and effective resolution.
• Ensure accurate, timely, and complete regulatory reporting; proactively address any control gaps within the reporting process.
• Collaborate closely with technology development teams to design and implement system solutions, with a strong focus on automating exception processes and remediating control gaps.
• Liaise with internal and external stakeholders to propose architectural enhancements that ensure greater compliance with regulatory requirements and drive improved Straight Through Processing (STP) of reporting across all asset classes.
• Conduct thorough root cause analysis of exceptions, investigating and appropriately escalating any significant issues identified through testing, rejection remediation, or other processes to senior management, thereby ensuring transparency in our control environment.
• Demonstrate the ability to build and maintain effective operational processes, prioritizing activities based on assessed risk.
• Exhibit clear communication and effective escalation skills, with the ability to promptly recognize and address high-risk situations.
• Ensure comprehensive documentation of all Business Intelligence (BI) deliverables.
• Actively identify opportunities for AI integration within existing processes to streamline workflows, reduce manual effort, and enhance data quality.
• Facilitate training, knowledge sharing, and best practices to foster wider adoption and ensure optimal usage across the team/department.

Your Skills And Experience

• 5–7 years’ work experience within an Ops role in financial services.
• Graduate in Science, Technology, Engineering, or Mathematics.
• Regulatory experience, including EMIR & SFTR and NoA is preferred.
• Preferable experience in Middle Office/Back Office, Reference Data and excellent in Trade Life Cycle (At least 2 asset Classes – Equities, Credits, Rates, Foreign Exchange, Commodities).
• Strong analytical skills with a demonstrated ability to perform root cause analysis, identify control weaknesses, and propose effective remediation strategies
• Ability to work independently, as well as in a team environment.
• Clear and concise communication and escalation. Ability to recognise high risk situations and deal with them in a prompt manner.
• Ability to identify and prioritize multiple tasks that have potential operational risk and p/l impact in an often-high-pressure environment.
• Conceptual understanding or practical experience with AI/automation tools and their application in process optimization (e.g., scripting, basic automation platforms).

Proven ability to leverage AI tools to enhance productivity, optimise workflows to solve business problems, while applying critical judgment to ensure responsible and ethical use of data and AI outputs.

How We’ll Support You

• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs

About Us And Our Teams

Please visit our company website for further information:

https://www.db.com/company/company.html

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.