Principal Officer - IFSC Unit (GIFT City)

Intellectual Capital HR Consulting Pvt. Ltd.; Surat; On-site; INR 1,800,000 - 3,200,000; Full time

Job summary

Intellectual Capital HR Consulting Pvt. Ltd. invites applications for a Principal Officer role at its International Financial Service Centre unit located in GIFT City, Gandhinagar.

The position spans investment operations and research, requiring a strong background in securities markets and regulatory compliance. Candidate should have at least 5 years in the securities sector, with experience in portfolio management, fund management, investment advisory, or related fields.

Qualifications

• Minimum 5 years in the securities market or financial products (portfolio manager, fund manager, investment advisor, broker dealer, investment banker, wealth manager, research analyst or related roles)
• Experience in PMS and Investment Adviser regulatory context is advantageous

Responsibilities

• Part A - Investment Operations: Trade execution across US and Indian market products, end-to-end portfolio rebalancing and asset allocation for Indian mutual funds, accurate trade allocations, custodian and fund accounting coordination, regular and ad hoc reporting, monthly/quarterly/annual compliance submissions under PMS and Investment Adviser regulations.
• Part B - Research and Analysis: Produce in-depth market research across Indian and US markets.

Skills

Portfolio management

Trade execution

Regulatory compliance

Market research

Job description

A multi-family office and investment advisory firm is hiring a Principal Officer for its International Financial Service Centre unit at GIFT City. This is a dual-function role spanning investment operations and research.

Part A - Investment Operations:

• Trade execution and portfolio management: execute trades across US and Indian market products with timely, accurate order placement compliant with internal mandates and regulation
• Manage end-to-end portfolio rebalancing and asset allocation for Indian mutual fund portfolios
• Perform accurate trade allocations with proper lot-level accounting
• Custodian and fund accounting: act as primary point of contact for custodians and fund accountants, coordinating settlements, reconciliations and operational query resolution
• Prepare and submit reports, files and documentation on a regular and ad hoc basis
• Compliance operations: track, prepare and file all monthly, quarterly and annual compliance submissions under PMS and Investment Adviser regulations, acting as primary point of contact with the regulator

Part B - Research and Analysis:

• Produce in-depth market research across Indian and US markets

Candidate profile: minimum 5 years in the securities market or financial products, including as a portfolio manager, fund manager, investment advisor, broker dealer, investment banker, wealth manager or research analyst, or at a credit rating agency, market infrastructure institution or financial sector regulator.

NOTE FOR APPLICANTS:

this role is based at GIFT City, Gandhinagar. Candidates from other cities must be open to relocation.