Principal Officer GIFT City AMC

Intellectual Capital HR Consulting Pvt. Ltd.; Ernakulam; Presencial; INR 4 000 000 - 7 000 000; Tempo integral

Resumo da oferta

Intellectual Capital HR Consulting Pvt. Ltd. seeks a Principal Officer for GIFT City (AMC).

The role oversees regulatory, compliance, and fund-management operations for the IFSCA-registered entity in India, with duties spanning AMC operations, regulatory compliance, and investment research across US and Indian markets. The ideal candidate has 5+ years in securities/fund management and strong knowledge of IFSCA/SEBI regulations, AML norms, and PMS/trading systems.

Qualificações

• Postgraduate in Finance, Law, Commerce, MBA (Finance), CA, or CFA.
• Minimum 5+ years in securities markets, fund management, AMC, PMS, wealth management, or regulatory functions.
• Strong knowledge of IFSCA/SEBI regulations and AML norms; proficiency in Excel, financial modeling, and PMS/trading systems.

Responsabilidades

• Oversee AMC Operations & Custodian Management, cross-border trade execution, rebalancing and allocations across fund/PMS schemes.
• Coordinate audits, inspections, and regulatory notices as Principal Officer for IFSCA, GIFT SEZ, and auditors.
• Monitor macroeconomic trends and conduct fundamental analysis to support investment notes.

Conhecimentos

IFSCA/SEBI regulations

AML norms

Financial modeling

Formação académica

Postgraduate in Finance

Law

MBA (Finance)

CA

CFA

Ferramentas

Excel

PMS/trading systems

Descrição da oferta de emprego

Role & responsibilities

Principal Officer GIFT City (AMC)

Industry: Asset Management (AMC) | Wealth Management | Multi-Family Office

Location: GIFT City, Gandhinagar, Gujarat

Job Type: Full-Time (On-site)

CTC: TBD (Commensurate with experience)

Role Overview

The Principal Officer will serve as the designated statutory lead overseeing regulatory, compliance, and operational requirements for the company’s IFSCA-registered Fund Management Entity at GIFT City. This dual-function role combines AMC/Fund Operations & Regulatory Compliance with Fundamental Research & Portfolio Strategy across Indian and US markets.

Key Responsibilities

1. AMC Operations & Custodian Management

• Trade Execution & Allocation: Oversee cross-border trade execution (US and Indian products), rebalancing, and lot-level allocations across fund/PMS schemes.
• Ecosystem Coordination: Act as the primary operational contact for custodians, fund accountants, RTAs, and partner AMCs for settlements, reconciliations, and reporting.

2. IFSCA Regulatory & Statutory Compliance

• Regulatory Interface: Serve as the designated Principal Officer for IFSCA, GIFT SEZ, and statutory auditors; coordinate audits, inspections, and regulatory notices.
• Filings & Frameworks: Manage periodic statutory filings, maintain compliance calendars, and enforce AML/CFT, KYC, and FATCA/CRS frameworks under IFSCA guidelines.

3. Investment Research & Analysis

• Macro Insights: Monitor macroeconomic trends, interest rate decisions, and central bank policies across US and Indian markets.
• Company Coverage: Conduct fundamental analysis, quarterly earnings tracking, financial modeling, and strategic corporate action evaluations to produce actionable investment notes.

Preferred Candidate Profile

• Education: Postgraduate in Finance, Law, Commerce, MBA (Finance), CA, or CFA.
• Experience: Minimum 5+ years in securities markets, fund management, AMC, PMS, wealth management, or regulatory functions; must meet IFSCA "Fit & Proper" criteria.
• Skills: Strong knowledge of IFSCA/SEBI regulations and AML norms; proficiency in Excel, financial modeling, and PMS/trading systems.

Key Highlights

• Low organizational hierarchy with direct access to senior leadership.
• High growth potential in India’s primary international financial