Principal Officer - IFSC Unit (GIFT City)

Intellectual Capital HR Consulting Pvt. Ltd.; Ernakulam; On-site; INR 3,000,000 - 5,000,000; Full time

Job summary

Intellectual Capital HR Consulting Pvt. Ltd. seeks a Principal Officer for its International Financial Service Centre unit at GIFT City, Gandhinagar.

The role spans investment operations and research, including trade execution, portfolio management, and regulatory compliance oversight. The candidate profile requires a minimum of 5 years in securities markets or related financial roles, with exposure to PMS and Investment Adviser regulations.

Qualifications

• Minimum 5 years in the securities market or financial products.
• Experience as portfolio/fund manager or investment advisor preferred.
• Strong understanding of PMS and Investment Adviser regulations.

Responsibilities

• Trade execution and portfolio management across US and Indian market products.
• End-to-end portfolio rebalancing and asset allocation for Indian mutual fund portfolios.
• Coordinate custody, fund accounting, settlements and reconciliations with custodians and fund accountants.
• Prepare and submit reports and documentation on a regular and ad hoc basis.
• Track and file monthly, quarterly and annual compliance submissions under PMS and Investment Adviser regulations.

Skills

Trade execution

Portfolio management

Regulatory compliance

Rebalancing

Custodian liaison

Job description

A multi-family office and investment advisory firm is hiring a Principal Officer for its International Financial Service Centre unit at GIFT City. This is a dual-function role spanning investment operations and research.

Part A - Investment Operations:

• Trade execution and portfolio management: execute trades across US and Indian market products with timely, accurate order placement compliant with internal mandates and regulation
• Manage end-to-end portfolio rebalancing and asset allocation for Indian mutual fund portfolios
• Perform accurate trade allocations with proper lot-level accounting
• Custodian and fund accounting: act as primary point of contact for custodians and fund accountants, coordinating settlements, reconciliations and operational query resolution
• Prepare and submit reports, files and documentation on a regular and ad hoc basis
• Compliance operations: track, prepare and file all monthly, quarterly and annual compliance submissions under PMS and Investment Adviser regulations, acting as primary point of contact with the regulator

Part B - Research and Analysis:

• Produce in-depth market research across Indian and US markets

Candidate profile: minimum 5 years in the securities market or financial products, including as a portfolio manager, fund manager, investment advisor, broker dealer, investment banker, wealth manager or research analyst, or at a credit rating agency, market infrastructure institution or financial sector regulator.

NOTE FOR APPLICANTS:

this role is based at GIFT City, Gandhinagar. Candidates from other cities must be open to relocation.