Principal Officer - IFSC Unit (GIFT City)

Intellectual Capital HR Consulting Pvt. Ltd.; Lucknow; On-site; INR 1,800,000 - 3,200,000; Full time

Job summary

Intellectual Capital HR Consulting Pvt. Ltd. is assisting a multi-family office and investment advisory firm in hiring a Principal Officer for its International Financial Service Centre unit at GIFT City, Gandhinagar.

The role combines investment operations and research, with duties including trade execution across US and Indian market products, portfolio rebalancing, and regulatory reporting. Candidates should have a minimum of five years in securities markets in roles such as portfolio

Qualifications

• 5+ years in securities markets or financial products such as portfolio manager, fund manager, investment advisor, broker-dealer, investment banker, wealth manager or research analyst.
• Experience across investment operations and research is advantageous.

Responsibilities

• Execute trades across US and Indian market products with timely, compliant order placement.
• Manage end-to-end portfolio rebalancing and asset allocation for Indian mutual funds.
• Perform accurate trade allocations with proper lot-level accounting.
• Act as primary contact for custodians and fund accountants; coordinate settlements and reconciliations.
• Prepare and submit reports and documentation regularly and on an ad hoc basis.
• Track, prepare and file monthly, quarterly and annual compliance submissions under PMS and Investment Adviser regulations.

Skills

Trade execution

Portfolio management

Regulatory reporting

Custodian coordination

Job description

A multi-family office and investment advisory firm is hiring a Principal Officer for its International Financial Service Centre unit at GIFT City. This is a dual-function role spanning investment operations and research.

Part A - Investment Operations:

• Trade execution and portfolio management: execute trades across US and Indian market products with timely, accurate order placement compliant with internal mandates and regulation
• Manage end-to-end portfolio rebalancing and asset allocation for Indian mutual fund portfolios
• Perform accurate trade allocations with proper lot-level accounting
• Custodian and fund accounting: act as primary point of contact for custodians and fund accountants, coordinating settlements, reconciliations and operational query resolution
• Prepare and submit reports, files and documentation on a regular and ad hoc basis
• Compliance operations: track, prepare and file all monthly, quarterly and annual compliance submissions under PMS and Investment Adviser regulations, acting as primary point of contact with the regulator

Part B - Research and Analysis:

• Produce in-depth market research across Indian and US markets

Candidate profile: minimum 5 years in the securities market or financial products, including as a portfolio manager, fund manager, investment advisor, broker dealer, investment banker, wealth manager or research analyst, or at a credit rating agency, market infrastructure institution or financial sector regulator.

NOTE FOR APPLICANTS:

this role is based at GIFT City, Gandhinagar. Candidates from other cities must be open to relocation.