Operations Team Member_Capital Market Operation_0114_1502_1085926

Kotak Mahindra Bank; Mumbai; Presencial; INR 1 500 000 - 2 500 000; Tempo integral

Resumo da oferta

Kotak Mahindra Bank in Mumbai seeks an experienced Operations Head for Capital Markets to oversee end-to-end operations, ensuring timely settlement and reconciliation across asset classes. You will lead a team, drive process improvements, and ensure strict regulatory compliance with SEBI/NSE/BSE/NSDL/CDSL.

The role requires strong stakeholder management, risk controls, and a track record of delivering efficient operations in a fast-paced financial environment.

Qualificações

• Graduate/Post Graduate in Commerce, Finance, Business Administration or related discipline.
• NISM certifications preferred.

Responsabilidades

• Oversee end-to-end capital market operations including trades, settlement, and reconciliation across Equity, Debt, IPO, Mutual Fund, and Depository operations.
• Lead and mentor a team of operations staff; conduct performance reviews and coaching.
• Manage daily reconciliations with exchanges, depositories, and clearing entities; ensure timely closure of breaks and controls to minimize risk.
• Coordinate with Front Office, Compliance, Risk, Finance, Technology, Exchanges, Depositories, and Vendors; address stakeholder queries.
• Ensure compliance with SEBI, NSE, BSE, NSDL, CDSL; support audits and maintain audit-ready process documentation.
• Identify automation opportunities and drive efficiency through system enhancements and UAT participation; track KPIs and MIS.

Conhecimentos

Operations Management

Team Leadership

Reconciliation

Stakeholder Management

Regulatory Compliance

Process Improvement

Formação académica

Graduate/Post Graduate in Commerce, Finance, Business Administration

NISM certifications preferred

Descrição da oferta de emprego

Job Description:

Key Responsibilities

Operations Management

• Manage end-to-end Capital Market Operations processes.
• Ensure timely execution and settlement of trades across Equity, Debt, IPO, Mutual Fund, and Depository operations.
• Monitor daily operational activities and adherence to defined SLAs.
• Handle transaction exceptions, escalations, and reconciliation breaks.

Team Management

• Lead and mentor a team of operations executives and officers.
• Conduct performance reviews and provide regular coaching.
• Allocate workloads and monitor productivity.

Reconciliation & Control

• Oversee daily reconciliations between exchange, depository, clearing corporation, and internal records.
• Ensure closure of reconciliation breaks within stipulated timelines.
• Implement strong process controls to minimize operational risk.

Stakeholder Management

• Coordinate with Front Office, Compliance, Risk, Finance, Technology, Exchanges, Depositories, and Vendors.
• Address queries and escalations from internal and external stakeholders.

Regulatory Compliance

• Ensure compliance with SEBI, NSE, BSE, NSDL, CDSL, and internal policies.
• Support internal, statutory, and regulatory audits.
• Maintain process documentation and audit readiness.

Process Improvement

• Identify automation opportunities and drive operational efficiency initiatives.
• Participate in system enhancement projects and UAT activities.li>
• Track KPIs and prepare MIS reports for management.

Desired Candidate Profile

Education

• Graduate/Post Graduate in Commerce, Finance, Business Administration, or related discipline.
• NISM certifications preferred.