Manager-Process and Compliance-Digital Banking Kotak 811-Regional Sales

Kotak Mahindra Bank; Mumbai; On-site; INR 900,000 - 1,500,000; Full time

Job summary

KOTAK MAHINDRA BANK is seeking a Manager-Process and Compliance to ensure adherence to SEBI and IRDAI regulations across the Digital Banking Kotak811 – Regional Sales function in Mumbai. The role requires handling regulatory inspections, audits and implementing robust internal controls.

The candidate will monitor evolving regulatory developments, draft policies, and provide advisory support to business teams on compliance implications of new products and customer communications.

Qualifications

• Graduate or postgraduate degree in a relevant field.
• 5-10 years of experience in compliance or regulatory affairs in financial sectors.
• Experience handling regulatory inspections, audits and submissions.
• High integrity, attention to detail, able to work independently.

Responsibilities

• Ensure compliance with SEBI & IRDAI regulations, circulars, guidelines and codes of conduct.
• Monitor and interpret new regulatory developments and assess impact on the organization.
• Draft, review and implement compliance policies, procedures and internal controls in line with SEBI & IRDA requirements.
• Handle correspondence and inspection queries from SEBI & IRDA.
• Conduct internal compliance audits and reviews for regulatory adherence.
• Provide compliance advisory support to business teams on regulatory implications of new products and communications.
• Support senior management in implementing risk management and governance frameworks.

Skills

Regulatory compliance

Regulatory affairs

Audit experience

Attention to detail

Education

Graduate/Post graduate

Job description

This is an Internal document.

Role Title Manager-Process and Compliance

Function Digital Banking Kotak811 – Regional Sales

Job Location BKC- Mumbai

Job Role

• Ensure compliance with SEBI & IRDAI regulations, circulars, guidelines and codes of conduct
• Monitor and interpret new regulatory developments and assess their impact on the organization
• Draft, review and implement compliance policies, procedures and internal controls in line with SEBI & IRDA requirements
• Handle correspondence and inspection queries (if any) from SEBI & IRDA
• Conduct internal compliance audit and reviews to ensure adherence to applicable regulations
• Provide compliance advisory support to business teams on regulatory implications of new products, marketing materials and customer communications
• Support senior management in implementing risk management and governance frameworks

Requirement/Qualifications

• Graduate/Post graduate
• 5-10years’ experience in compliance or regulatory affairs in Bank/Mutual Fund/Insurance sector/Brokers etc.
• Experience in handling regulatory inspections, audits and submissions
• High integrity, attention to detail and ability to work independently under minimal supervision.