Lead – Regulatory Reporting – Banking/Financial Services Alpha Orion Consultants

The Corporate Institute; Mumbai; On-site; INR 1,200,000 - 1,800,000; Full time

Job summary

The Corporate Institute in Mumbai seeks a Lead Regulatory Reporting to oversee the preparation, review, and submission of regulatory filings, ensuring compliance with RBI, SEBI, IRDAI and other standards. You will coordinate with Finance, Risk, IT and Compliance teams, manage audits, and drive improvements through automation using Excel, SQL, Tableau, or Python.

This role requires strong analytical skills and a hands-on approach to building robust reporting processes in a fast-paced financial

Responsibilities

• Lead the preparation and submission of reports such as FRY-9C, FFIEC031, FRY-14Q, and other RBI/SEBI/IRDAI mandated filings.
• Ensure timely and accurate reporting in compliance with local and international regulatory standards.
• Interpret and implement regulatory guidelines and changes.
• Maintain documentation of regulatory interpretations and reporting methodologies.
• Liaise with internal teams (Finance, Risk, IT, Compliance) and external regulators.
• Represent the organization during regulatory audits and examinations.
• Identify gaps and inefficiencies in reporting processes.
• Lead initiatives to automate and streamline reporting using tools like Excel, SQL, Tableau, or Python.
• Monitor and mitigate risks associated with regulatory reporting.
• Support internal control assessments and compliance reviews.
• Develop training materials and conduct sessions for junior staff on regulatory reporting standards and tools.
• Ensure incidents are investigated and reported timely.

Job description

Role Overview

The Lead Regulatory Reporting is responsible for overseeing the preparation, review, and submission of regulatory reports to relevant authorities. This role ensures compliance with applicable financial regulations, supports internal and external audits, and drives process improvements in reporting frameworks.

Regulatory Reporting Oversight

• Lead the preparation and submission of reports such as FRY-9C, FFIEC031, FRY-14Q, and other RBI/SEBI/IRDAI mandated filings.
• Ensure timely and accurate reporting in compliance with local and international regulatory standards.

Policy & Compliance

• Interpret and implement regulatory guidelines and changes.
• Maintain documentation of regulatory interpretations and reporting methodologies.

Stakeholder Management

• Liaise with internal teams (Finance, Risk, IT, Compliance) and external regulators.
• Represent the organization during regulatory audits and examinations.

Process Improvement & Automation

• Identify gaps and inefficiencies in reporting processes.
• Lead initiatives to automate and streamline reporting using tools like Excel, SQL, Tableau, or Python.

Risk & Control

• Monitor and mitigate risks associated with regulatory reporting.
• Support internal control assessments and compliance reviews.

Training & Development

• Develop training materials and conduct sessions for junior staff on regulatory reporting standards and tools.
• Ensure incidents are investigated and reported timely.