Regulatory Reporting, MiFiD, FinRa

UBS; Hyderabad; On-site; INR 1,200,000 - 1,800,000; Full time

Job summary

A global financial services firm in Hyderabad is seeking an Integrated Middle Office Specialist. This role includes linking front office functions to operational teams, managing operational risks, and improving client experiences. Candidates should have 2-7 years of middle office experience, excellent P&L control knowledge, and familiarity with relevant systems. This position offers a full-time opportunity with a supportive team environment and growth potential, ensuring operational excellence in financial services.

Qualifications

• 2-7+ years of experience in a middle office and P&L control environment.
• Excellent knowledge of Contract Compare and trade lifecycle.
• Working knowledge of Equilend and Pirum systems.
• Solid knowledge of Contract Compare, Trade Support, Billing and collateral MO lifecycle.

Responsibilities

• Provide link between front office functions and operations teams.
• Ensure trade booking practices adhere to models.
• Investigate and respond to various operational queries.
• Maintain trade booking controls and static data.
• Investigate and respond to risk, P&L, settlements, confirmations, legal and IT queries.
• Escalate risk exceptions and participate in risk review meetings.

Skills

Middle office experience

P&L control

Risk management for equities

Understanding of systems like Equilend

Contract Compare

Trade Support

Billing

MO lifecycle

Tools

Contract Compare

Trade Support

Billing

Collateral Middle Office trade lifecycle

Job description

Overview

Your role: We’re looking for an Integrated Middle Office Specialist to:

• Provide the link between front office (trading, sales, COO) functions and other operations and finance teams in managing front to back operational risk.
• Working knowledge of Contract Compare, Trade Support, Billing, Collateral Middle office trade lifecycle.
• Perform front-to-back reconciliations for the products traded by the desk.
• Facilitate the production and sign-off of an accurate T0 P&L and T+1 reconciliation with the actual P&L, in partnership with Finance.
• Ensure trade booking practices adhere to predefined models, acting as gateway into the front-to-back infrastructure and maintaining static data maintenance.
• Investigate and respond to risk, P&L, settlements, confirmations, legal and IT queries.
• Escalate and resolve risk exceptions on a timely basis.
• Participate in risk review meetings with operational risk, the business and COO to review and explain key risk metrics.

Job Type

Full Time

Job Reference

331559BR

City

Hyderabad

Your team

You’ll be working in the IB aligned Global Financing Services middle office team. The Integrated Middle Office primary control focus is ensuring the completeness and accuracy of transactions from front end risk management systems to downstream systems. As the link between the front office and other operations and finance functions you'll also be involved in regulatory, client, and process improvement initiatives as required.

As an Integrated Middle Office Specialist you’ll play an important role in managing the operational risk of the Global Financing Services business and improving the client experience.

Your expertise

• Ideally 2-7+ years of experience within a middle office and P&L control environment.
• Understanding of risk management for equities.
• Working knowledge of systems like Equilend, Pirum, Globalone.
• Excellent knowledge of Contract Compare, Trade Support, Billing, Collateral Middle office trade lifecycle.

About Us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.