Regulatory Reporting Team Leader

HSBC Holdings plc; Bengaluru; Sur place; INR 1 200 000 - 1 800 000; Plein temps

Résumé du poste

HSBC Holdings plc, Bengaluru, is seeking a Regulatory Reporting Team Leader to oversee the global OTCD reporting obligations. The role requires guiding a small team, coordinating with front-to-back stakeholders, and ensuring timely, accurate regulatory submissions.

The candidate should have a strong background in HKMA, CFTC, MAS, ASIC, and EMIR reporting, combined with hands-on experience in auditing and data governance. The position emphasizes process improvement and risk mitigation.

Qualifications

• Degree in banking/finance/risk management/business.
• Comprehensive knowledge of HKMA, CFTC, MAS, ASIC and EMIR trade reporting.
• Good understanding of end-to-end trade lifecycle of typical OTC derivative products.
• At least 7+ years in a risk/control environment within an Investment Bank/financial institution.
• Rigorous approach to controls and minimizing operational risk.
• Strong analytical and problem-solving skills.
• Experience with auditing and regulatory data accuracy checks.

Responsabilités

• Lead a small team of regulatory reporting professionals and manage task allocation and performance.
• Coordinate with front-to-back stakeholders to ensure timely and accurate reporting obligations.
• Identify reporting defects, remediate issues, and track open defects.
• Contribute to governance packs and support regional reporting governance.
• Liaise with internal/external auditors and regulatory bodies as needed.
• Deliver continuous improvements to regulatory reporting controls and MI dashboards.
• Present regulatory reporting metrics to senior stakeholders.

Connaissances

Leadership

Regulatory reporting

Stakeholder management

Analytical thinking

Excel

Python

SQL

Formation

Degree in banking/finance/risk management/business

Outils

Power BI

QlikView

SQL

VBA

Python

MS Access

SharePoint

JIRA

Description du poste

Job Title: Regulatory Reporting Team Leader

• It is a global, cross-asset-class role that works closely with front-to-back stakeholders to ensure key controls are in place to reduce HSBC’s overall regulatory risk. The team are considered the ‘Control Owners’ for Over-the-counter and Exchange-Traded Derivatives Trade & Transaction Reporting. They are responsible for ensuring that HSBC’s various reporting obligations (HKMA, ASIC/MAS, MIFID, EMIR, SFTR, CFTC, CSA, SEC) are met in a timely and accurate fashion.
• Role occupant has the responsibility to functionally lead a regulation within an asset class. It involves supporting regulatory change, liaising with regulatory compliance, coordinating with internal/external auditors and working with business stakeholders.

In this role, you will:

• Working with the Global Regulatory Middle Office function to identify, escape and potentially remediate issues and reporting defects
• Assist in the generation of periodic and ad-hoc Regulatory Reporting management information metrics
• Delivering Global Control Framework activities for HSBC’s Global OTCD Trade Reporting Obligations
• Interacting with Offshore / Onshore colleagues as part of daily controls
• Producing regional Trade Reporting Governance packs for presentation to front-to-back stakeholders
• Understand HSBC’s Global Regulatory Obligations, System Infrastructure & Reporting Mechanisms as well as OTC Derivative Products and the OTCD Market, and utilise this knowledge to identify reporting or operational inefficiencies and drive improvement
• Maintain comprehensive tracking of open reporting issues and defects
• Participate in Working Groups and Project meetings to drive for resolution of key issues
• Use acquired knowledge to identify and mitigate new reporting issues
• Process all stakeholder (internal and external) requests/queries in timely and accurate manner
• Team management activities with regards to task allocation, performance reviews and team administration
• Ability to clearly articulate issues and requirements with trading and sales staff and other support functions.
• Significant interaction with a range of service providing teams and other stakeholders
• Sharing regulatory reporting expertise and applying suitable controls will be a core function of the role
• Ability to lead a small team and handle team administration and management activities
• Ability to clearly articulate issues and requirements with trading and sales staff and other support functions.
• Significant interaction with a range of service providing teams and other stakeholders
• Sharing regulatory reporting expertise and applying suitable controls will be a core function of the role
• Ability to lead a small team and handle team administration and management activities

To be successful you will:

• A degree in banking / finance / risk management / business
• Comprehensive knowledge of the main aspects of HKMA, CFTC, MAS, ASIC and EMIR trade reporting
• Good understanding of end-to-end trade lifecycle of typical OTC Derivative products
• At least 7+ years previous experience in a risk / control environment (or similar) within an Investment Bank/Financial Institution
• Rigorous approach to controls and the minimization of operational risk
• Strong analytical skills are essential
• Aptitude for continuous improvements and operational effectiveness with ability to identify issues / inefficiencies and realize solutions
• Technical understanding of how systems deliver regulatory reports, and Trade Repository limitations and behaviors
• The person responsible will also work on different BAU matrices related to Quality Assurances, Accuracy & data validity checks.
• Excellent written and verbal communication skills
• Experienced in working with virtual / global teams and functional management
• Ability to challenge and question in a constructive manner with strong analytical & investigative skills
• Strong interpersonal skills: the ability to handle conflict and manage expectations
• Self-motivated with proven ability to prioritize tasks, set targets, and meet deadlines with an organized and structured approach
• Strong leadership skills with ability to oversee and support direct reports with daily activities, identifying development opportunities
• Advanced skills in MS Excel (Macro / Pivot) Access, and SharePoint would be beneficial
• Understanding of key aspects related to creation of meaningful MI dashboard and ability to present the same
• Knowledge of ETL tools (QlikView, Power BI)
• Coding skill in VBA, Python, SQL.
• Proficiency in project management and workflow tools (JIRA, MS projects, MS SharePoint, Confluence)
• Previous experience in a risk / control environment (or similar) within a global Investment Bank/Financial Institution.
• Prior experience with managing internal/external audit.
• Financial Risk Manager (FRM ®) Certification – GARP.

Hsbc.Com/Careers

You’ll achieve more at HSBC

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.”

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