Executive - Corporate Compliance (Off-Roll - Third Party)

Crisil; Mumbai; On-site; INR 800,000 - 1,400,000; Full time

Job summary

Crisil is seeking an Executive to support Corporate Compliance, focusing on monitoring requirements, stakeholder engagement, and MIS reporting. You will assist with system enhancements and rolling out compliance initiatives in a fast-paced environment.

The role emphasizes data analysis, documentation, and timely responses to inquiries, with opportunities to participate in regulatory submissions and governance reporting.

Qualifications

• Bachelor’s degree in commerce, Finance, Business Administration, or related discipline.
• MBA (Finance) preferred.

Responsibilities

• Support the administration of the Personal Trading Policy (PTP) program and related employee compliance requirements.
• Support Anti-Money Laundering (AML) compliance activities, including monitoring compliance with AML policies, tracking regulatory requirements, maintaining AML related records, and assisting with periodic reviews and reporting.
• Respond to and manage compliance related queries from employees and other stakeholders in a timely and professional manner.
• Prepare and maintain MIS reports, dashboards, compliance trackers, and presentations for senior management and governance committees.
• Assist in data analysis, reporting, trend monitoring, and documentation related to compliance activities and regulatory requirements.
• Participate in User Acceptance Testing (UAT) for compliance system enhancements, upgrades, automation initiatives, and process improvements.
• Coordinate with cross-functional teams to support compliance monitoring, reporting, and risk management requirements.
• Ensure accurate record-keeping, maintenance, and retention of compliance-related documentation and audit trails.
• Support compliance testing, monitoring activities, and internal reviews to identify control gaps, compliance risks, and remediation actions.
• Assist in the preparation of regulatory submissions, management reports, and compliance metrics for internal and external stakeholders.

Skills

MS Office

Compliance Monitoring

Compliance Reporting

Due Diligence

Education

Bachelor’s degree in commerce, Finance, Business Administration, or related discipline

MBA (Finance) preferred

Job description

About the Role: We are seeking a detail oriented and proactive Executive to support the Corporate Compliance function. The role involves monitoring compliance requirements, managing stakeholder queries, preparing management reports, and assisting with system enhancements and compliance initiatives.

Key Responsibilities

• Support the administration of the Personal Trading Policy (PTP) program and related employee compliance requirements.
• Support Anti-Money Laundering (AML) compliance activities, including monitoring compliance with AML policies, tracking regulatory requirements, maintaining AML related records, and assisting with periodic reviews and reporting.
• Respond to and manage compliance related queries from employees and other stakeholders in a timely and professional manner.
• Prepare and maintain MIS reports, dashboards, compliance trackers, and presentations for senior management and governance committees.
• Assist in data analysis, reporting, trend monitoring, and documentation related to compliance activities and regulatory requirements.
• Participate in User Acceptance Testing (UAT) for compliance system enhancements, upgrades, automation initiatives, and process improvements.
• Coordinate with cross-functional teams to support compliance monitoring, reporting, and risk management requirements.
• Ensure accurate record-keeping, maintenance, and retention of compliance-related documentation and audit trails.
• Support compliance testing, monitoring activities, and internal reviews to identify control gaps, compliance risks, and remediation actions.
• Assist in the preparation of regulatory submissions, management reports, and compliance metrics for internal and external stakeholders.

Required Qualification: Bachelor’s degree in commerce, Finance, Business Administration, or related discipline. MBA (Finance) preferred

Mandatory Skills

• MS Office
• Compliance Monitoring
• Compliance Reporting
• Due Diligence

Skills To Be Evaluated On

• MS Office
• Compliance Monitoring
• Compliance Reporting
• Due Diligence