Director - Internal Audit & Control Assurance - Financial Services

Deloitte Shared Services India; Mumbai; Hybrid; INR 4,000,000 - 7,500,000; Full time

Job summary

Deloitte Shared Services India is seeking a senior professional for the Control Assurance Team in Mumbai. The role focuses on Internal Audit, Controls evaluation, and Advisory engagements within the Financial Services sector across Banking/NBFC, Wealth/Asset Management, and Broking/Securities.

The candidate should bring 12+ years post-qualification in process and regulatory reviews, with leadership experience in large firms. Strong client relationships and multitasking abilities are essential.

Qualifications

• CA/MBA with 12+ years post-qualification experience in Process, Controls & Regulatory reviews.
• Experience as Manager/Senior Manager in Big 4 or large consulting firms preferred.
• Strong knowledge of Financial Services industry and RBI/SEBI regulations.
• Exposure to controls, compliance, internal audit, risk management, Quality assurance or SOX teams is desirable.
• Ability to multitask and manage multiple projects; strong project management and team leadership.

Responsibilities

• Lead multiple engagements around Internal Audit/Controls evaluation/Advisory engagements in the BFSI domain.
• Responsible for end-to-end delivery including supervising and reviewing engagement teams.
• Coordinate with other service lines within the firm for internal opportunities.
• Establish strong professional relationships with external clients and internal team members.
• Support the partners in driving select client relationships of the firm.
• Take the lead on internal practice improvement initiatives relating to quality, risk, people, etc.
• Develop and mentor teams.

Skills

Leadership

Client relationship building

Presentation skills

Communication skills

Problem solving

Multitasking

Team management

Education

CA or MBA

Job description

The placement will be in the Control Assurance Team which focuses on Operational, Regulatory and Process Advisory engagements in Financial Services Sector.

The opening in with respect to the team that specializes in working on Financial Services clients, across Banking / NBFC, Wealth / Asset Management and Broking / Securities .

The nature of engagements would span across conducting, Policy and Controls Reviews, Process Advisory and Regulatory Compliance Reviews. Further, the individual would be exposed to working on diversified cross functional teams in the given area of specialization

Preferred background:

• CA/MBA with at least 12+ years of post-qualification experience in Process, Controls & Regulatory reviews
• Existing Manager/Senior manager in any of the Big 4/Large consulting fi rms would be preferred
• Strong knowledge and understanding of the Financial Services Industry
• Understanding / Exposure to regulations (RBI and SEBI Regulations)
• Strong knowledge of processes and systems in their respective area of operations
• Candidates from the industry, should have experience of working with the control functions for e.g. compliance / internal audit / risk management / Quality assurance / Controls / SOX teams of the above mentioned entities
• Should have the ability to multitask and managing multiple project
• Strong project management capabilities and have experience of managing team
• Strong interpersonal skill and well-spoken

Roles & Responsibilities:

• Leading multiple engagements around Internal Audit /Controls evaluation/Advisory engagements in the BFSI domain
• Responsible for end-to-end delivery including supervising and reviewing engagement teams
• Coordination with other service lines within the firm for internal opportunities
• Establishing strong professional relationships with external clients and internal team members
• Supporting the partners in driving select client relationships of the firm
• Taking the lead and responsibility on internal practice improvement initiatives relating to quality, risk, people etc.
• Developing and mentoring teams

Skill Set Requirements:

• High on integrity and a self-driven/proactive work attitude to deliver results within tight deadlines and in demanding situations
• Strong presentation and negotiation skills
• Ability to develop and build a client base
• Excellent written, verbal communication with presentation and team management skills
• Strong problem-solving skills paired with the ability to develop creative and efficient solutions
• Ability to manage client expectations through effective communication, technical knowledge, responsiveness
• Ability to multitask effectively

Location:

Mumbai