Director – Controls Assurance – FS

Embark; Mumbai; On-site; INR 4,500,000 - 6,500,000; Full time

Job summary

Embark seeks a Director of Controls Assurance in Mumbai to lead end-to-end assurance engagements within the BFSI sector. You will oversee policy and controls reviews, process advisory, and regulatory compliance reviews, mentoring teams and driving quality initiatives.

The role requires CA or MBA with 12+ years post-qualification, preference for candidates from Big 4/large firms, strong RBI/SEBI regulation knowledge, and experience with internal audit, risk management, and SOX-like controls.

Qualifications

• CA or MBA with 12+ years post-qualification in process, controls & regulatory reviews
• Experience in the BFSI domain and regulatory reviews
• Big 4/large consulting firm background preferred

Responsibilities

• Lead end-to-end delivery of assurance engagements including internal audit, controls evaluation and advisory assignments
• Supervise and review engagement teams; ensure quality and timely delivery
• Coordinate with other service lines for internal opportunities and client cross-sell
• Establish strong client relationships and support partners in managing client relationships
• Drive internal practice improvement initiatives related to quality, risk, people, etc.
• Develop and mentor team members for career growth
• Handle policy and controls reviews, process advisory and regulatory compliance reviews across cross-functional teams

Skills

Regulatory reviews

Internal controls

BFSI domain

Team leadership

Education

CA

MBA

Job description

Director | Controls Assurance | Mumbai | Financial Services

• Entity: Embark Client
  

The Team

Assurance had to do much more than keep the wheels turning; it is the engine that drives functional excellence and the enabler of innovation and long-term growth. Learn more about Assurance

• Leading multiple engagements around Internal Audit /Controls evaluation/Advisory engagements in the BFSI domain
  
• Responsible for end-to-end delivery including supervising and reviewing engagement teams
  
• Coordination with other service lines within the firm for internal opportunities
  
• Establishing strong professional relationships with external clients and internal team members
  
• Supporting the partners in driving select client relationships of the firm
  
• Taking the lead and responsibility on internal practice improvement initiatives relating to quality, risk, people etc.
  
• Developing and mentoring teams.
  
• The nature of engagements would span across conducting, Policy and Controls Reviews, Process Advisory and Regulatory Compliance Reviews. Further, the individual would be exposed to working on diversified cross functional teams in the given area of specialization
  
• CA/MBA with at least 12+ years of post-qualification experience in Process, Controls & Regulatory reviews
  
• Existing Manager/Senior manager in any of the Big 4/Large consulting firms would be preferred
  
• Strong knowledge and understanding of the Financial Services Industry
  
• Understanding / Exposure to regulations (RBI and SEBI Regulations)
  
• Strong knowledge of processes and systems in their respective area of operations
  
• Candidates from the industry, should have experience of working with the control functions for e.g. compliance / internal audit / risk management / Quality assurance / Controls / SOX teams of the above-mentioned entities.