Director – Controls Assurance – Financial Services Embark Group

The Corporate Institute; Mumbai; On-site; INR 3,500,000 - 5,500,000; Full time

Job summary

Embark Client in Mumbai invites a Director-level professional to lead Controls Assurance engagements in the Financial Services sector. You will drive end-to-end delivery across internal audit, controls evaluation, and regulatory reviews, mentoring teams and coordinating with other service lines.

The role requires 12+ years post-qualification experience, preferably from Big 4 or large consulting firms, with deep RBI/SEBI regulatory knowledge and strong client relationship skills.

Qualifications

• Post-qualification experience of 12+ years in Process, Controls & Regulatory reviews.
• Experience as Manager/Senior Manager in Big 4 or large consulting firms preferred.
• Strong knowledge of Financial Services industry and RBI/SEBI regulations.
• Experience with control functions: compliance, internal audit, risk management, SOX.

Responsibilities

• Lead end-to-end delivery of engagements in BFSI domain.
• Coordinate with other service lines and manage client relationships.
• Mentor and develop teams and drive internal practice improvement initiatives.
• Engage in policy and controls reviews and regulatory compliance work.

Skills

CA/MBA

Financial Services

Regulatory reviews

SOX controls

Leadership / mentoring

Education

Chartered Accountant / MBA

Job description

Director | Controls Assurance | Mumbai | Financial Services

Location: Mumbai Entity: Embark Client The Team Assurance had to do much more than keep the wheels turning; it is the engine that drives functional excellence and the enabler of innovation and long-term growth. Learn more about Assurance Your work profile.

• Leading multiple engagements around Internal Audit /Controls evaluation/Advisory engagements in the BFSI domain Responsible for end-to-end delivery including supervising and reviewing engagement teams
• Coordination with other service lines within the firm for internal opportunities Establishing strong professional relationships with external clients and internal team members Supporting the partners in driving select client relationships of the firm Taking the lead and responsibility on internal practice improvement initiatives relating to quality, risk, people etc.
• Developing and mentoring teams. The nature of engagements would span across conducting, Policy and Controls Reviews, Process Advisory and Regulatory Compliance Reviews. Further, the individual would be exposed to working on diversified cross functional teams in the given area of specialization

Key skills required:

• CA/MBA with at least 12+ years of post-qualification experience in Process, Controls & Regulatory reviews
• Existing Manager/Senior manager in any of the Big 4/Large consulting firms would be preferred Strong knowledge and understanding of the Financial Services Industry Understanding / Exposure to regulations (RBI and SEBI Regulations)
• Strong knowledge of processes and systems in their respective area of operations
• Candidates from the industry, should have experience of working with the control functions for e.g. compliance / internal audit / risk management / Quality assurance / Controls / SOX teams of the above-mentioned entities.