Director – Controls Assurance – FS

EMBARKGCC SERVICES PRIVATE LIMITED; Mumbai; On-site; INR 3,500,000 - 7,000,000; Full time

Job summary

EMBARK SERVICES PRIVATE LIMITED in Mumbai is seeking a Director of Controls Assurance. You will lead engagements across Internal Audit, Controls evaluation and advisory within the BFSI sector, driving end-to-end delivery and supervising teams.

You will coordinate with service lines, build client relationships, and drive internal practice improvements in quality, risk, and people management. Strong RBI/SEBI regulatory knowledge is essential.

Qualifications

• CA/MBA with at least 12+ years post-qualification experience in Process, Controls & Regulatory reviews.
• Existing Manager/Senior manager in Big 4/large consulting firms preferred.
• Strong knowledge and understanding of the Financial Services Industry.
• Understanding/Exposure to RBI and SEBI Regulations.
• Strong knowledge of processes and systems in their area of operations.
• Experience with control functions (compliance/internal audit/risk) in relevant entities.

Responsibilities

• Leading engagements in Internal Audit / Controls evaluation / Advisory in BFSI.
• End-to-end delivery including supervising and reviewing engagement teams.
• Coordinate with other service lines for internal opportunities.
• Establish strong professional relationships with external clients and internal teams.
• Support partners in driving select client relationships.
• Lead internal practice improvement initiatives related to quality, risk, people.
• Developing and mentoring teams.
• Engagements span Policy and Controls Reviews, Process Advisory and Regulatory Compliance Reviews.

Skills

Financial Services

Regulatory knowledge

Client relationship

Education

CA/MBA

Job description

EMBARK SERVICES PRIVATE LIMITED | Full time

Director| Controls Assurance | Mumbai | Financial Services

• Entity: EmbarkClient
  

The Team

Assurancehad to do much more than keep the wheels turning; it is the engine that drivesfunctional excellence and the enabler of innovation and long-term growth.Learnmore about Assurance

Yourwork profile.

• Leading multiple engagementsaround Internal Audit /Controls evaluation/Advisory engagements in theBFSI domain
  
• Responsible for end-to-enddelivery including supervising and reviewing engagement teams
  
• Coordination with other servicelines within the firm for internal opportunities
  
• Establishing strongprofessional relationships with external clients and internal team members
  
• Supporting the partners indriving select client relationships of the firm
  
• Taking the lead andresponsibility on internal practice improvement initiatives relating toquality, risk, people etc.
  
• Developing and mentoring teams.
  
• The nature of engagements wouldspan across conducting, Policy and Controls Reviews, Process Advisory andRegulatory Compliance Reviews. Further, the individual would be exposed toworking on diversified cross functional teams in the given area ofspecialization
  

Keyskills required:

• CA/MBA with at least 12+ yearsof post-qualification experience in Process, Controls & Regulatoryreviews
  
• Existing Manager/Senior managerin any of the Big 4/Large consulting firms would be preferred
  
• Strong knowledge andunderstanding of the Financial Services Industry
  
• Understanding / Exposure toregulations (RBI and SEBI Regulations)
  
• Strong knowledge of processesand systems in their respective area of operations
  
• Candidates from the industry,should have experience of working with the control functions for e.g.compliance / internal audit / risk management / Quality assurance /Controls / SOX teams of the above-mentioned entities.