Deputy Manager - PML Compliance

National Commodity & Derivatives Exchange (NCDEX); Mumbai; Presencial; INR 900.000 - 1.500.000; Jornada completa

Descripción de la vacante

NCDEX in Mumbai seeks a seasoned compliance professional to manage SEBI correspondences, track communications, monitor FIU alerts, and organize PML compliance. You will support the CCO and draft board agendas, while maintaining custody of key agreements.

Postgraduate candidates with 5–8 years of experience are preferred, bringing regulatory insight and strong administrative and liaison skills to ensure timely, accurate governance across the exchange.

Formación

• 5-8 years of experience.

Responsabilidades

• Managing Inward and outward SEBI correspondences
• SEBI communication tracking and escalation
• Maintain PO/DD list of members
• Monitoring FIU Alerts, disseminate FIU Guidelines to members as and when applicable
• Organize and manage PML compliances
• Administrative Support and assistance in high impacting Compliance initiatives
• Handling documentation of correspondence between Exchange and the SEBI
• Managing custody of agreements/undertaking
• Drafting Board Agendas
• Administrative Support and assistance to CCO

Educación

Post Graduate from a reputed Institute / University

Descripción del empleo

Role & responsibilities

• Managing Inward and outward SEBI correspondences
• SEBI communication tracking and escalation
• Maintain PO/DD list of members
• Monitoring FIU Alerts, disseminate FIU Guidelines to members as and when applicable
• Organize and manage PML compliances
• Administrative Support and assistance in high impacting Compliance initiatives
• Handling documentation of correspondence between Exchange and the SEBI
• Managing custody of agreements/undertaking
• Drafting Board Agendas
• Administrative Support and assistance to CCO

Preferred candidate profile

Educational Qualification

• Post Graduate from a reputed Institute / University

Experience

• 5-8 years of experience