Deputy Manager - Listing Compliance

Randstad India Private Limited; Mumbai; On-site; INR 1,200,000 - 1,800,000; Full time

Job summary

Randstad India Private Limited is seeking a Deputy Manager for Listing Compliance to ensure adherence to SEBI listing obligations and corporate law requirements. The role demands a solid regulatory mindset, meticulous attention to detail, and effective communication with internal stakeholders.

You will lead regulatory filings to stock exchanges (BSE, NSE) and SEBI within deadlines, assist in policy implementation, provide advisory support on related party transactions and insider trading, and

Qualifications

• Qualification in CA/CS or MBA (Finance) required.
• 3–6 years of experience in listed company or finance role.
• Strong knowledge of SEBI regulations and Companies Act.

Responsibilities

• Ensure compliance with SEBI Regulations and listing obligations.
• Prepare and submit filings to BSE, NSE, and SEBI by deadlines.
• Develop and maintain internal policies to ensure compliance.
• Advise departments on compliance matters including corporate actions and related party transactions.
• Liaise with stock exchanges, SEBI and internal stakeholders.
• Maintain records of compliance activities and filings.
• Monitor changes in listing regulations and governance norms.

Skills

Regulatory knowledge

Stakeholder comms

Attention to detail

Corporate law

SEBI regulations

Education

CA/CS or MBA (Finance)

Job description

We are looking for a Deputy Manager for Listing Compliance team for a stock exchange. In this role, you will be crucial in ensuring adherence to all regulations and requirements set by stock exchanges and regulatory bodies. The ideal candidate possesses a strong understanding of corporate law, SEBI regulations, and listing requirements, playing a key role in maintaining our integrity and transparency in the financial markets.

Key Responsibilities

• Compliance Monitoring: Ensure ongoing compliance with SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, and other relevant laws, rules, and regulations.
• Regulatory Filings: Prepare and submit all necessary filings, reports, and disclosures to stock exchanges (BSE, NSE) and SEBI within specified deadlines.
• Policy Implementation: Assist in the development, implementation, and maintenance of internal policies and procedures to ensure compliance with all applicable regulations.
• Advisory Role: Provide expert advice and guidance to various departments on compliance-related matters, including corporate actions, related party transactions, and insider trading.
• Stakeholder Communication: Liaise effectively with stock exchanges, SEBI officials, legal advisors, and internal stakeholders like the Board of Directors and senior management.
• Documentation & Record-Keeping: Maintain meticulous records of all compliance-related activities, filings, and correspondence for audit and review purposes.
• Market Intelligence: Stay updated on the latest changes in listing regulations, corporate governance norms, and legal frameworks impacting listed entities.

Candidate Profile & Qualifications

• Education: CA, CS, or MBA (Finance).
• Experience: Minimum 3–6 years of experience in a similar role, preferably in a listed company, law firm, brokerage, or stock exchange.
• Knowledge Required: In-depth knowledge of SEBI regulations, the Companies Act, and other corporate laws.