Deputy Manager - Compliance

Axis Bank; Gurugram District; On-site; INR 900,000 - 1,500,000; Full time

Job summary

Axis Bank is seeking a compliance professional with 4-6 years of experience in regulatory reporting within the financial services sector. The role focuses on ensuring timely submissions and adherence to evolving guidelines.

You will collaborate with cross-functional teams to gather data, validate inputs, and support the Advertisement Committee and policy governance processes. Strong communication and legal interpretation skills are essential.

Qualifications

• Experience in regulatory compliance within financial services is required.
• Strong ability to interpret laws and regulations.
• Excellent written and verbal communication and presentation skills.

Responsibilities

• Prepare, review and timely submission of regulatory reports to IRDAI, DFS, PFRDA and other regulators.
• Coordinate with cross-functional teams for data gathering, validation and consolidation for regulatory submissions.
• Ensure adherence to regulatory timelines through follow-ups and escalation.
• Review advertisements and disclosures for compliance with regulatory and internal guidelines.
• Identify and mitigate compliance risks in marketing communications.
• Track policies for Board/Committee approvals and ensure timely implementation.

Skills

Communication

Presentation

Stakeholder engagement

Attention to detail

Education

LLB (Law degree)

Job description

Responsibilities

• Regulatory Compliance & Reporting
• Preparation, review and timely submission of regulatory reports to IRDAI, DFS, PFRDA, IIB, NCFE and other applicable regulators.
• Coordination with cross-functional teams for data gathering, validation, and consolidation for regulatory submissions.
• Ensuring adherence to regulatory timelines through structured follow-ups, reminders, and escalation mechanisms.
• Conducting preliminary review of submissions to ensure completeness, accuracy, and compliance with applicable guidelines.
• Advertisement & Disclosure Compliance
• Review and vetting of advertisements, marketing creatives, and disclosures to ensure compliance with regulatory and internal guidelines.
• Identification and mitigation of compliance risks in marketing and promotional communications.
• Keeping abreast of regulatory changes related to advertisements and disclosures and ensuring implementation.
• Advertisement Committee Governance
• Participation in Advertisement Committee meetings.
• Preparation and consolidation of agenda items, supporting documents, and actionable insights.
• Tracking action points and ensuring closure within defined timelines.
• Policy Governance & Board Processes
• Tracking of policies for Board/Committee approvals.
• Ensuring periodic review, updates, and implementation of policies in line with evolving regulations.

Qualification & Experience

• 4-6 years of related experience. Insurance or Financial Services Experience preferred.
• Law Graduate (LLB) will be preferred for this role.
• Strong communication and presentation skills and ability to connect with people
• Ability and passion to understand and interpret laws and regulations.