DM Manager Regulatory Compliance

Ace Recruitment Placement Consultants; Mumbai; Presencial; INR 1.200.000 - 1.800.000; Jornada completa

Descripción de la vacante

Ace Recruitment Placement Consultants in Mumbai seeks a Regulatory Compliance professional to develop and oversee the compliance framework based on current regulatory norms, interpret guidelines, and ensure zero-tolerance adherence across business units.

The role involves coordinating with authorities, preparing regulatory returns, monitoring adherence, and briefing the board and audit committee on non-compliances, AML controls, and updates to management.

Responsabilidades

• Develop the regulatory framework at & compliance advisory
• Develop monitoring procedures to check adherence with the regulatory norms

Descripción del empleo

Key Responsibilities Accountability:- Roles includes approving advertisement, communications, reviewing outsourcing arrangements, taking necessary internal committee approvals, reviewing product documents etc

Develop the regulatory framework at & compliance advisory

• Develop the compliance framework based on the position taken by on all regulatory norms
• Interpret the regulatory guidelines & work with the function to ensure total compliance with them.
• Vetbusiness models, internal policies & procedures developed by all functions to ensure that they are in strict adherence to Zero tolerance policy with regards to Regulatory compliance.
• Plan and develop procedures to ensuring the management is appraised with the regulatory changes & their implication.
• Prepare and appraise the Management including the Board and Audit Committee to ensure that instances of regulatory non-compliances are dealt with swiftly and firmly.
• File Regulatory Returns with Authority.

Develop monitoring procedures to check adherence with the regulatory norms

• Develop framework to review & check adherence with the regulatory norms
• Review exception/ deviation, provide procedural exception to functions relation to regulatory norms.
• Coordinate with the IRDA on regulatory audits
• Direct procedure to ensure all projects in respect of anti money laundering meet planned schedules.