Custody Operations Corporate Actions

Premier Consultants; Mumbai; On-site; INR 1,200,000 - 1,800,000; Full time

Job summary

Premier Consultants in Mumbai seeks a skilled professional to oversee custody operations and corporate actions within the banking/financial services sector.

The role covers primary market activities, ASBA, mutual fund operations, and regulatory compliance, with focus on accurate processing, audit readiness, and adherence to SEBI/RBI guidelines.

Qualifications

• Experience in custody operations and corporate actions.
• Knowledge of capital markets, ASBA, mutual fund operations, and regulatory compliance.

Responsibilities

• Handle corporate actions and primary market deals (IPO, FPO, QIP, Private Placement).
• Execute exchange bids for OFS, Buyback and Open Offers.
• Manage ASBA processing for IPO/FPO/ Rights Issues and Call Money.
• Process fund transfers, client instructions and mutual fund subscriptions/redemptions.
• Handle regulatory documentation for FDI/FVCI and queries from clients/auditors.
• Coordinate internal/regulatory audits, UAT, and controls.
• Ensure compliance with SEBI/RBI rules and Indian capital market guidelines.

Skills

Custody Operations

Corporate Actions

Capital Markets

ASBA

Mutual Fund Operations

Regulatory compliance

Job description

Job Title: Custody Operations Corporate Actions

Location: Mumbai

Industry: Banking / Financial Services

Key Responsibilities:

• Handle voluntary corporate actions and primary market transactions including IPO, FPO, QIP, and Private Placement.
• Execute exchange bids for OFS, Buyback, and Open Offers.
• Manage ASBA processing for IPO, FPO, Rights Issues, and Call Money.
• Process fund transfers, client instructions, and mutual fund subscriptions/redemptions.
• Handle FDI/FVCI regulatory documentation and client/auditor queries.
• Manage internal and regulatory audits, system UAT, and process controls.
• Ensure compliance with SEBI/RBI regulations and Indian Capital Market guidelines.

Required Skills:

• Experience in Custody Operations and Corporate Actions.
• Knowledge of Capital Markets, ASBA, Mutual Fund Operations, and regulatory compliance.