Corporate Lawyer ( SAT-SEBI, Securities Law & Regulatory Compliance)

Alliance Recruitment Agency; Mumbai; On-site; INR 1,500,000 - 2,500,000; Full time

Job summary

A global recruitment firm is looking for a Senior Recruitment Delivery Manager in Mumbai, specializing in end-to-end talent acquisition across various sectors, including legal services. The ideal candidate must have over 10 years of experience in securities law with a strong focus on compliance and risk management. This full-time position offers an opportunity to work with diverse clients and contribute to their recruitment needs.

Qualifications

• 10+ years of experience in securities law at a law firm, regulatory agency, or in-house legal department.
• Strong knowledge of public company reporting requirements and securities regulations.

Responsibilities

• Advise on compliance with securities regulations.
• Support equity and debt offerings, IPOs, and private placements.
• Monitor developments in securities law and provide internal legal advice.

Skills

Securities law compliance

Capital markets transactions

Corporate governance

Risk management

Legal advice

Education

Juris Doctor (JD) or equivalent legal degree

Licensed to practice law

Job description

Global Recruiter | Sr. Recruitment Delivery Manager specializing in end-to-end talent acquisition across Engineering, Healthcare, Shipping & more.

Key Responsibilities

• Securities Law & Regulatory Compliance: Advise on compliance with securities regulations including SEC rules, Exchange Act, Securities Act, FINRA, MiFID II, SEDAR+ etc.; oversee periodic reporting requirements (10-K, 10-Q, 8-K, proxy statements) and ensure timely filings with stock exchanges and securities commissions.
• Capital Markets Transactions: Support equity and debt offerings, IPOs, private placements, and secondary offerings; draft and review offering documents, prospectuses, underwriting agreements, and disclosure materials; liaise with investment banks, regulators, and external counsel during transactional processes.
• Corporate Governance: Advise on board and committee matters, governance policies, and compliance with listing requirements; assist in drafting and reviewing governance-related documents including charters, resolutions, and insider trading policies.
• Risk Management & Internal Advisory: Monitor developments in securities law, assess impact; provide legal advice to internal stakeholders (Finance, Investor Relations, Compliance); support internal training and awareness on securities law and disclosure obligations.

Qualifications

• Juris Doctor (JD), LLB, or equivalent legal degree from a recognized institution.
• Licensed to practice law in the relevant jurisdiction.
• 10+ years of experience in securities law at a law firm, regulatory agency, or in-house legal department.
• Strong knowledge of public company reporting requirements and securities regulations (e.g., SEC, CSA, ESMA).
• Experience in capital markets transactions and corporate finance.

Additional Information

• Seniority level: Associate
• Employment type: Full-time
• Job function: Legal and Other
• Industries: Legal Services

Location: Mumbai, Maharashtra, India