Consultant Expert - Trade Surveillance

Societe Generale Global Solution Centre; Bengaluru; Hybrid; INR 1.400.000 - 2.100.000; Vollzeit

Zusammenfassung

Societe Generale Global Solution Centre in Bengaluru seeks a Trade Surveillance professional to monitor derivatives and related business units using SG monitoring tools. You will compile regulatory reports, coordinate with the London team and Casablanca coverage, and contribute to Management Information development.

The role requires experience in trade surveillance tools like SMARTS/Actimise, strong risk and regulatory knowledge, and excellent communication skills to interact with all levels of

Qualifikationen

• Must have proven experience in a Trade Surveillance role using SMARTS or Actimise.
• Knowledge of Risk, Compliance and Controls.
• Exposure to EMEA markets.
• Excellent analytical, written and verbal communication skills.
• Ability to interact with all levels of the organization.

Aufgaben

• Undertake trade surveillance of SG's derivatives and other business units using monitoring tools.
• Compile and issue regulatory reporting obligations where required.
• Collaborate with the London team and Casablanca coverage to manage associated risks.
• Support collation and development of Management Information.
• Lead implementation and enhancement of surveillance approaches and solutions.
• Maintain and monitor a database of remedial actions for timely resolution.
• Participate in reviews of surveillance controls with Compliance and BU colleagues.
• Provide timely escalation of issues to management.
• Engage in industry seminars and feed back relevant information internally.
• Identify risks and implement mitigation plans in response to regulatory or market events.

Kenntnisse

Trade surveillance

SMARTS

Actimise

Risk & compliance

Analytical skills

Communication skills

EMEA markets exposure

Regulatory reporting

Stakeholder collaboration

Microsoft Office

Tools

SMARTS

Actimise

Microsoft Office

Jobbeschreibung

Role & responsibilities

Undertake Trade surveillance of SGs derivative & other business units using the firms monitoring tools as directed by procedures, management and team protocols.

• Compile and issue relevant regulatory reporting obligations where required.


• With the London team and management, proactively manage the associated risks with the extended team coverage in Casablanca.


• Support the collation and development of Management Information.


• Lead the implementation and enhancement of surveillance approaches / innovations and/or strategic solutions to meet requirements.


• Maintain and monitor a database of remedial actions/recommendations arising from trade surveillance, to ensure timely and satisfactory resolution of issues identified.


• Participate and evolve the review of surveillance controls through engagement with Compliance and BU colleagues.


• Proactive and +timely escalation of issues to management


• Active participation at relevant industry and trade association seminars, feeding back relevant information internally.


• Identify, analyse, communicate and implement solutions to surveillance activities as a result of changes to regulation and/or market/company events.

Preferred candidate profile

Must have a proven experience in a Trade Surveillance role using SMARTS / Actimise Trade Surveillance tool.

• Knowledge of Risk, Compliance and Controls


• Exposure to EMEA markets


• Good analytical skills with high attention to detail and accuracy


• Excellent verbal, written, and interpersonal communication skills


• Ability to interact with all levels of an organization


• Strong organizational, multi-tasking, and prioritizing skills


• Ability to execute in a fast paced, high demand, environment while balancing multiple priorities


• Ability to articulate complex concepts in a clear manner


• Solid critical thinking, problem solving and decision-making skills


• Ability to develop partnerships and collaborate with other business and functional areas


• Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important.


• Ability to identify risks and propose mitigation plans


• Advanced Microsoft Office skills


• Specific expertise in interacting and working with large processing / operations teams and in managing an on-shore / off-shore operating model