Compliance Officer

RRR Investments; Vapi; In loco; INR 350.000 - 550.000; Tempo pieno

Descrizione del lavoro

RRR Investments is seeking a Compliance Executive with 1-2 years of experience to support the fund's compliance, regulatory tracking, and reporting activities. You will maintain essential registers and calendars, track SEBI/AML/KYC/FEMA updates, and coordinate with service providers to ensure timely filings and documentation.

Responsibilities include reviewing investor KYC/AML documents, PEP checks, onboarding records, and preparing compliance reports for Trustees, Board, auditors, and

Competenze

• Must have 1–2 years of Compliance experience.
• Familiarity with SEBI/AML/KYC, FEMA regulations and related filings.
• Ability to maintain audit trails and regulatory correspondence.

Mansioni

• Maintain compliance calendar, policy register, regulatory tracker, breach register, and conflict register.
• Track SEBI, AML/KYC, FIU-IND and FEMA-related updates and support required filings and reports.
• Review investor KYC/AML documents, PEP/sanctions checks, beneficial ownership, and onboarding records.
• Assist in preparing compliance reports for Trustees, Board, auditors, and regulators.
• Coordinate with RTA, Fund Accountant, Custodian, Legal, Tax, and other service providers for compliance documents and data.
• Maintain proper records and audit trails for all compliance reviews, approvals, exceptions, and regulatory correspondence.

Conoscenze

Regulatory compliance

KYC/AML

Documentation management

Stakeholder coordination

Descrizione del lavoro

About the Role

We are looking for a Compliance Executive with 1-2 years of experience to support the Fund's compliance, regulatory tracking and reporting activities.

Requirements

• Maintain compliance calendar, policy register, regulatory tracker, breach register, and conflict register.
• Track SEBI, AML/KYC, FIU-IND and FEMA-related updates and support required filings and reports.
• Review investor KYC/AML documents, PEP/sanctions checks, beneficial ownership details, and on boarding records.
• Assist in preparing compliance reports for Trustees, Board, auditors, and regulators.
• Coordinate with RTA, Fund Accountant, Custodian, Legal, Tax, and other service providers for compliance documents and data.
• Maintain proper records and audit trails for all compliance reviews, approvals, exceptions, and regulatory correspondence.